Maximilian Robert Fernandez
Investment Adviser Representative at Neuberger Berman BD LLC
Professional summary
Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.
Maximilian Robert Fernandez is an investment adviser representative with Neuberger Berman BD LLC in Redwood City, CA, where they have been registered since 2025. They have worked in the securities industry since 2020 and have been registered with 3 firms, including Morgan Stanley & Co. LLC and BNP Paribas Securities Corp. They have passed 5 industry qualification exams, including the Series 65 (investment adviser), Series 7 (general securities representative), and Series 63 (state securities agent). They are registered to provide investment advice in California and New York.
Office
Advisors at this office: 7
Branch office as filed with FINRA, counting current advisors in the directory who work there.
Registrations & licenses
- Investment adviser:
- California, New York
- Broker:
2 states and territories
California, New York
Registration requirements vary by state and service. Contact the advisor's firm to confirm whether they can serve you.
Financial-firm registration history
Registration history as reported to FINRA, most recent first.
Reported employment history
Employment the advisor reported on their SEC/FINRA filings, as of October 8, 2026. It may not be a complete history.
- BNP ParibasMay 2019 – Aug 2019New York, NY
- Morgan StanleyJun 2018 – Aug 2018Lawrence, KS
- Cornell UniversityAug 2018 – Sep 2019Ithaca, NY
- Cornell UniversityApr 2018 – May 2018Ithaca, NY
- KaplanMar 2018 – Sep 2019Ithaca, NY
- BNP ParibasJul 2020 – Apr 2023New York, NY
- Cornell UniversityAug 2016 – May 2020New York, NY
- Morgan Stanley & Co. LLCMay 2023 – May 2025New York, NY
- Neuberger BermanMay 2025 – no end date reportedRedwood City, CA
Official records & sources
Data as of June 28, 2026 · Source: SEC IAPD & FINRA BrokerCheck
About Neuberger Berman BD LLC
These details describe the firm overall. Individual advisors' services, clients, and fees may differ.
Fee arrangements the firm reports
- Percentage of assets under management
Arrangements the firm reports on its Form ADV; this advisor may not charge every fee listed. Estimated from the firm's Form ADV — individual terms may differ. Not a quote.
Services the firm offers
Unknown
Client types the firm serves
Unknown
Firm assets under management
Unknown
- Firm disclosures (Form ADV)
- Unknown
Source: firm Form ADV filing
Similar advisors in Redwood City, CA
Other advisors whose filed branch office is in the same city.
This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Maximilian Robert Fernandez has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.
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