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Maxwell Addison Rinn

Investment Adviser Representative at AE Wealth Management, LLC

Chicago, ILCRD #6768662Investment Adviser Representative
No disclosures on record
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
8 yrs
Exams Passed
4

Professional summary

Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.

Maxwell Addison Rinn is an investment adviser representative with AE Wealth Management, LLC in Chicago, IL, where they have been registered since 2025. They have worked in the securities industry since 2018 and have been registered with 5 firms, including Stride Investments, LLC and Goldstone Financial Group, LLC. They have passed 4 industry qualification exams, including the Series 65 (investment adviser), Series 66 (combined investment adviser and state securities agent), and Series 7 (general securities representative). They are registered to provide investment advice in Illinois.

Registrations & licenses

Registration type
Investment Adviser Representative
As of August 14, 2026, from the advisor's current registrations on SEC IAPD
State registrations
Investment adviser:
Illinois

Registration requirements vary by state and service. Contact the advisor's firm to confirm whether they can serve you.

Examinations passed
Series 65
Uniform Investment Adviser Law Examination
Passed 4/20/2021
Series 66
Uniform Combined State Law Examination
Passed 7/11/2017
SIE
Securities Industry Essentials Examination
Passed 10/1/2018
Series 7
General Securities Representative Examination
Passed 5/9/2017

Financial-firm registration history

Registration history as reported to FINRA, most recent first.

AE Wealth Management, LLCCurrent
6/13/2025 – Chicago, IL
Stride Investments, LLC
2/19/2025 – 5/7/2025Chicago, IL
Goldstone Financial Group, LLC
7/12/2023 – 11/18/2024Oakbrook Terrace, IL
Fisher Investments
4/20/2021 – 6/14/2023Camas, WA
Merrill Lynch, Pierce, Fenner & Smith Incorporated
7/12/2017 – 4/16/2018Rolling Meadows, IL

Reported employment history

Employment the advisor reported on their SEC/FINRA filings, as of October 8, 2026. It may not be a complete history.

  1. Goldstone Financial Group, LLC
    Jun 2023 – Nov 2024Oakbrook Terrace, IL
  2. Stride Investments, LLC
    Jan 2025 – May 2025Chicago, IL
  3. Scott Tucker Solutions, Inc
    May 2025 – no end date reportedChicago, IL
  4. AE Wealth Management, LLC
    Jun 2025 – no end date reportedTopeka, KS
  5. Student
    Aug 2016 – Apr 2017Cincinnati, OH
  6. Fisher Investments
    Apr 2021 – Jun 2023Camas, WA
  7. Merrill Lynch, Pierce, Fenner & Smith Inc
    Jul 2017 – Apr 2018Rolling Meadows, IL
  8. JP Morgan
    Apr 2018 – Apr 2021Chicago, IL

Official records & sources

Data as of June 26, 2026 · Source: SEC IAPD & FINRA BrokerCheck

About AE Wealth Management, LLC

These details describe the firm overall. Individual advisors' services, clients, and fees may differ.

Fee arrangements the firm reports

  • Percentage of assets under management
  • Hourly
  • Fixed fee
Firm account minimum
$10,000 (waivable)

Arrangements the firm reports on its Form ADV; this advisor may not charge every fee listed. Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Services the firm offers

Financial PlanningPortfolio Management for Individuals and Small BusinessesPortfolio Management for Businesses and InstitutionsPension ConsultingSelection of Other AdvisersPeriodicals and NewslettersEducational Seminars and Workshops

Client types the firm serves

IndividualsHigh Net WorthPension/Profit SharingCharitable OrganizationsCorporations

Firm assets under management

$25B+

Firm disclosures (Form ADV)
Disciplinary history reportedVerify on SEC IAPD
Advisors listed on AdvisorFinder:
454
Offices listed on AdvisorFinder:
26
Main office:
Topeka, KS
SEC file number:
801-107319

Counts reflect AdvisorFinder directory coverage, not necessarily the firm's complete network.

Form ADV data as of August 13, 2026

View full firm profile

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About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Maxwell Addison Rinn has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.

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Maxwell Addison Rinn (AE Wealth Management) | AdvisorFinder