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Maxwell Taylor Sewell

Investment Adviser Representative at Northwestern Mutual Investment Services,llc

Saratoga Sprgs, NYCRD #7706084Dual-registered
No disclosures on record
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
1 yrs
Exams Passed
3

Professional summary

Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.

Maxwell Taylor Sewell is an investment adviser representative with Northwestern Mutual Investment Services,llc in Saratoga Sprgs, NY, where they have been registered since 2026. They have worked in the securities industry since 2025 and have been registered with 3 firms, including Goldman Sachs Wealth Services, L.P. and Equitable Advisors, LLC. They have passed 3 industry qualification exams, including the Series 66 (combined investment adviser and state securities agent) and Series 7 (general securities representative). They are registered to provide investment advice in New Jersey.

Office

3257 Route 9 Ste 1
Saratoga Sprgs, NY 12866

Advisors at this office: 4

Branch office as filed with FINRA, counting current advisors in the directory who work there.

Registrations & licenses

Registration type
Dual-registered
As of August 14, 2026, from the advisor's current registrations on SEC IAPD
State registrations
Investment adviser:
New Jersey
Broker:
1 state or territory

New York

Registration requirements vary by state and service. Contact the advisor's firm to confirm whether they can serve you.

Examinations passed
Series 66
Uniform Combined State Law Examination
Passed 4/24/2023
Series 7
General Securities Representative Examination
Passed 3/16/2023
SIE
Securities Industry Essentials Examination
Passed 2/3/2023

Financial-firm registration history

Registration history as reported to FINRA, most recent first.

Northwestern Mutual Investment Services,llcCurrent
5/26/2026 – Saratoga Sprgs, NY
Goldman Sachs Wealth Services, L.P.
2/24/2025 – 12/12/2025Cohoes, NY
Equitable Advisors, LLC
4/28/2023 – 6/20/2023Clifton Park, NY

Reported employment history

Employment the advisor reported on their SEC/FINRA filings, as of October 8, 2026. It may not be a complete history.

  1. AdvantageXpo
    Jul 2024 – Nov 2025Cohoes, NY
  2. NYE Street Partners
    Jul 2023 – May 2024Saratoga Springs, NY
  3. Equitable Advisors
    Dec 2022 – Jun 2023Clifton Park, NY
  4. State University of New York at Oneonta
    Sep 2019 – Dec 2022Oneonta, NY
  5. Town Of Greenfield Parks and Recreation
    Jun 2019 – Sep 2021Greenfield Center, NY
  6. Mrs Londons Bakery
    Jun 2016 – Jan 2019Saratoga Springs, NY
  7. Unemployed
    Dec 2025 – Feb 2026NA, NY
  8. Maxs Lawns and Maxs Mutts
    Jan 2008 – Jun 2019Middle Grove, NY
  9. Joseph Anderson
    Mar 2026 – May 2026Saratoga Springs, NY
  10. Apex Capital LLC
    Oct 2021 – Dec 2022Queensbury, NY
  11. Goldman Sachs
    Feb 2025 – Apr 2026Cohoes, NY
  12. Saratoga Hospitality and Bakery LLC
    Jun 2016 – Apr 2019Saratoga Springs, NY
  13. Joseph Anderson
    May 2026 – no end date reportedSaratoga Spgs, NY
  14. Northwestern Mutual Investment Services LLC
    May 2026 – no end date reportedSaratoga Spgs, NY
  15. Northwestern Mutual Wealth Management Company
    Aug 2026 – no end date reportedMilwaukee, WI

Official records & sources

Data as of August 11, 2026 · Source: SEC IAPD & FINRA BrokerCheck

About Northwestern Mutual Investment Services,llc

These details describe the firm overall. Individual advisors' services, clients, and fees may differ.

Fee arrangements the firm reports

  • Fixed fee
  • Other

Arrangements the firm reports on its Form ADV; this advisor may not charge every fee listed. Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Services the firm offers

Unknown

Client types the firm serves

Unknown

Firm assets under management

Unknown

Firm disclosures (Form ADV)
Unknown

Source: firm Form ADV filing

Similar advisors in Saratoga Sprgs, NY

Other advisors whose filed branch office is in the same city.

About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Maxwell Taylor Sewell has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.

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Maxwell Taylor Sewell - Fees, Credentials & Background