Maxx Kempton
Investment Adviser Representative at Wellth Advisory Services, LLC
Professional summary
Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.
Maxx Kempton is an investment adviser representative with Wellth Advisory Services, LLC in Charlotte, NC, where they have been registered since 2024. They have worked in the securities industry since 2023 and were previously registered with Global Retirement Partners LLC. They have passed 2 industry qualification exams, including the Series 65 (investment adviser) and Series 63 (state securities agent). They are registered to provide investment advice in North Carolina.
Registrations & licenses
- Investment adviser:
- North Carolina
Registration requirements vary by state and service. Contact the advisor's firm to confirm whether they can serve you.
Financial-firm registration history
Registration history as reported to FINRA, most recent first.
Reported employment history
Employment the advisor reported on their SEC/FINRA filings, as of October 8, 2026. It may not be a complete history.
- Global Retirement Partners, LLCNov 2023 – Jun 2024San Rafael, CA
- Clarence Middle SchoolJan 2013 – Dec 2022Clarence, NY
- Strategic Retirement PartnersJan 2023 – no end date reportedShorewood, IL
- Fidelity InvestmentsJun 2021 – Jan 2023Covnington, KY
- Walsh DuffieldDec 2020 – Aug 2021Buffalo, NY
- Brookfield Country ClubJun 2017 – May 2021Clarence, NY
- Walsh DuffieldJun 2018 – Aug 2018Buffalo, NY
- WELLth Advisory Services, LLCJun 2024 – no end date reportedShorewood, IL
Official records & sources
Data as of August 10, 2026 · Source: SEC IAPD & FINRA BrokerCheck
About Wellth Advisory Services, LLC
These details describe the firm overall. Individual advisors' services, clients, and fees may differ.
Fee arrangements the firm reports
- Percentage of assets under management
- Hourly
- Fixed fee
- $1,000,000 or Under2.00%
- $1,000,001 to $2,000,0001.50%
- Over $2,000,0011.00%
Arrangements the firm reports on its Form ADV; this advisor may not charge every fee listed. Estimated from the firm's Form ADV — individual terms may differ. Not a quote.
Services the firm offers
Unknown
Client types the firm serves
Unknown
Firm assets under management
Unknown
- Firm disclosures (Form ADV)
- Unknown
Source: firm Form ADV filing
Similar advisors in Charlotte, NC
Other advisors whose filed branch office is in the same city.
This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Maxx Kempton has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.
BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.
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