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Maxx Kempton

Investment Adviser Representative at WELLTH ADVISORY SERVICES, LLC

Charlotte, NCCRD #7321564Investment Adviser Rep
No disclosures on record
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
3 yrs
States Registered
1 states
Exams Passed
2

Registrations & licenses

Registration type
Investment Adviser Rep
Registered in 1 states
North Carolina
Examinations passed
Series 65
Uniform Investment Adviser Law Examination
Passed 10/20/2023
Series 63
Uniform Securities Agent State Law Examination
Passed 8/3/2023

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Asset tierAnnual rate
$1,000,000 or Under2.00%
$1,000,001 to $2,000,0001.50%
Over $2,000,0011.00%
Source

Wellth Advisory Services, LLC Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

WELLTH ADVISORY SERVICES, LLCCurrent
6/28/2024Charlotte, NC
GLOBAL RETIREMENT PARTNERS LLC
11/21/20237/5/2024Charlotte, NC

Official records & sources

Data as of August 10, 2026 · Source: SEC IAPD & FINRA BrokerCheck

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About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Maxx Kempton has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

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