McKay S Hardy
Investment Adviser Representative at Corient
Professional summary
Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.
McKay S. Hardy is an investment adviser representative with Corient in Newport Beach, CA, where they have been registered since 2026. They have worked in the securities industry since 2024 and were previously registered with Merrill Lynch, Pierce, Fenner & Smith Incorporated. They have passed 3 industry qualification exams, including the Series 66 (combined investment adviser and state securities agent) and Series 7 (general securities representative). They are registered to provide investment advice in California.
Office
Advisors at this office: 2
Branch office as filed with FINRA, counting current advisors in the directory who work there.
Registrations & licenses
- Investment adviser:
- California
Registration requirements vary by state and service. Contact the advisor's firm to confirm whether they can serve you.
Financial-firm registration history
Registration history as reported to FINRA, most recent first.
Reported employment history
Employment the advisor reported on their SEC/FINRA filings, as of October 8, 2026. It may not be a complete history.
- Merrill Lynch, Pierce, Fenner & Smith IncorporatedMay 2024 – Apr 2026Newport Beach, CA
- Morgan StanleyJun 2023 – Oct 2023Newport Beach, CA
- Oasis OutsourcingJun 2023 – Jul 2023Newport Beach, CA
- EP Wealth AdvisorsOct 2021 – Aug 2022Salt Lake City, UT
- GPS Capital MarketsMay 2021 – Aug 2021South Jordan, UT
- NikeMar 2019 – Apr 2019Bloomington, MN
- UnemployedJul 2000 – Mar 2019Chaska, MN
- Temasek BayDec 2020 – Sep 2021Provo, UT
- UnemployedAug 2023 – May 2024Provo, UT
- UnemployedAug 2022 – Jun 2023Provo, UT
- UnemployedApr 2019 – Oct 2020Provo, UT
- Utah Valley UniversityAug 2020 – May 2024Provo, UT
- Corient Services LLCApr 2026 – no end date reportedMiami, FL
- CorientApr 2026 – no end date reportedNewport Beach, CA
Official records & sources
Data as of August 10, 2026 · Source: SEC IAPD & FINRA BrokerCheck
About Corient
These details describe the firm overall. Individual advisors' services, clients, and fees may differ.
Fee arrangements the firm reports
- Percentage of assets under management
- Hourly
- Fixed fee
- Other
- Firm account minimum
- $250,000 (waivable)
- Estimated blended rate
- 0.01
Arrangements the firm reports on its Form ADV; this advisor may not charge every fee listed. Estimated from the firm's Form ADV — individual terms may differ. Not a quote.
Services the firm offers
Client types the firm serves
Firm assets under management
$25B+
- Firm disclosures (Form ADV)
- Disciplinary history reportedVerify on SEC IAPD
- Advisors listed on AdvisorFinder:
- 599
- Offices listed on AdvisorFinder:
- 26
- Main office:
- Miami, FL
- SEC file number:
- 801-124978
Counts reflect AdvisorFinder directory coverage, not necessarily the firm's complete network.
Form ADV data as of August 21, 2026
View full firm profileOther advisors at Corient
Showing 12 of 599 in the directory
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This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. McKay S Hardy has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.
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