AdFi
MD

Melissa Diane Clemens Williamson

Investment Adviser Representative at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Bristol, TNCRD #4401181Dual-registered
Disclosure(s) on record — verify on FINRA BrokerCheck
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
25 yrs
States Registered
19 states
Exams Passed
6

Registrations & licenses

Registration type
Dual-registered
Registered in 19 states
ColoradoDelawareFloridaGeorgiaHawaiiIowaKentuckyMichiganNebraskaNew YorkNorth CarolinaOhioPennsylvaniaSouth CarolinaTennesseeTexasVirginiaWest VirginiaWisconsin
Examinations passed
Series 66
Uniform Combined State Law Examination
Passed 10/9/2007
Series 63
Uniform Securities Agent State Law Examination
Passed 8/22/2001
SIE
Securities Industry Essentials Examination
Passed 10/1/2018
Series 7
General Securities Representative Examination
Passed 8/8/2001
Series 10
General Securities Sales Supervisor - General Module Examination
Passed 7/28/2025
Series 9
General Securities Sales Supervisor - Options Module Examination
Passed 1/29/2025

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Source

Merrill Lynch, Pierce, Fenner & Smith Incorporated Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDCurrent
6/12/2020Bristol, TN
CARY STREET PARTNERS
3/3/20177/2/2020Kingsport, TN
WELLS FARGO ADVISORS, LLC
9/6/201311/29/2016Johnson City, TN
STRATEGIC ADVISERS, INC.
11/7/20079/9/2013Johnson City, TN

Official records & sources

Data as of August 10, 2026 · Source: SEC IAPD & FINRA BrokerCheck

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About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Melissa Diane Clemens Williamson has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

Melissa Diane Clemens Williamson - Financial Advisor in Bristol, TN | AdvisorFinder