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Michael Barrows

Investment Adviser Representative at IP FINANCIAL ADVISORY SERVICES LLC

CHARLOTTE, NCCRD #2933260Dual-registered
Disclosure(s) on record — see official records below
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
29 yrs
States Registered
1 states
Exams Passed
5

Registrations & licenses

Registration type
Dual-registered
Registered in 1 states
Arizona
Examinations passed
Series 66
Uniform Combined State Law Examination
Passed 11/28/2006
Series 63
Uniform Securities Agent State Law Examination
Passed 9/15/1997
SIE
Securities Industry Essentials Examination
Passed 10/1/2018
Series 7
General Securities Representative Examination
Passed 9/12/2001
Series 6
Investment Company Products/Variable Contracts Representative Examination
Passed 10/3/1997

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Source

IP FINANCIAL ADVISORY SERVICES LLC Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

INNOVATION PARTNERS LLCCurrent
7/16/2024 – CHARLOTTE, NC
PACIFIC CORNERSTONE CAPITAL INCORPORATED
9/13/2001 – 10/10/2002SANTA ANA, CA
KINGSWOOD CAPITAL PARTNERS, LLC
7/24/2018 – 2/1/2023Irvine, CA
M STEVENS SECURITIES, LLC
6/9/2023 – 7/29/2024LAS VEGAS, NV
NATIONAL PLANNING CORPORATION
4/14/1999 – 8/31/1999LOS ANGELES, CA
NATIONAL PLANNING CORPORATION
10/6/2003 – 10/20/2017IRVINE, CA
SUNAMERICA SECURITIES, INC.
10/6/1997 – 3/25/1999PHOENIX, AZ
ACCELERATED CAPITAL GROUP
10/24/2017 – 10/2/2018Costa Mesa, CA

Official records & sources

FINRA BrokerCheck record
Official broker registration & regulatory record
SEC IAPD record
SEC investment adviser registration record

Data as of May 30, 2026 · Source: SEC IAPD & FINRA BrokerCheck

About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Michael Barrows has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.