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Michael Bernard Otoole

Investment Adviser Representative at NBC SECURITIES, INC.

Palm Beach Gardens, FLCRD #1158699Dual-registered
Disclosure(s) on record — verify on FINRA BrokerCheck
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
43 yrs
States Registered
17 states
Exams Passed
4

Professional summary

Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.

Michael Bernard Otoole has worked in the securities industry since 1983. They are registered to provide investment advisory services in 17 U.S. states.

Registrations & licenses

Registration type
Dual-registered
Registered in 17 states
AlabamaColoradoConnecticutDelawareFloridaGeorgiaMarylandMassachusettsMissouriNew JerseyNew YorkNorth CarolinaOhioOklahomaOregonTennesseeTexas
Examinations passed
Series 65
Uniform Investment Adviser Law Examination
Passed 8/19/2002
Series 63
Uniform Securities Agent State Law Examination
Passed 1/16/1984
SIE
Securities Industry Essentials Examination
Passed 10/1/2018
Series 7
General Securities Representative Examination
Passed 8/20/1983

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Account minimum: $50,000

Firm-stated minimum; may be waived at the firm's discretion.

Source

NBC Securities, Inc. Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

NBC SECURITIES, INC.Current
8/11/2015Palm Beach Gardens, FL
JHS CAPITAL ADVISORS, LLC
10/20/20148/3/2015Palm Beach Gardens, FL
RBC CAPITAL MARKETS, LLC
10/9/200910/16/2014West Palm Beach, FL
J. B. HANAUER & CO.
6/18/200310/9/2009West Palm Beach, FL

Official records & sources

Data as of May 30, 2026 · Source: SEC IAPD & FINRA BrokerCheck

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About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Michael Bernard Otoole has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

Michael Bernard Otoole - Financial Advisor in Palm Beach Gardens, FL | AdvisorFinder