Michael Brian Schoffman
Investment Adviser Representative at ARAX Advisory Partners
Professional summary
Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.
Michael Brian Schoffman is an investment adviser representative with ARAX Advisory Partners in Glendale, CA, where they have been registered since 2025. They have worked in the securities industry since 2007 and have been registered with 6 firms, including Schechter Investment Advisors, LLC and Retirement Planners of America. They have passed 5 industry qualification exams, including the Series 66 (combined investment adviser and state securities agent), Series 7 (general securities representative), and Series 63 (state securities agent). They are registered to provide investment advice in California, Michigan, and Texas.
Registrations & licenses
- Investment adviser:
- California, Michigan, Texas
Registration requirements vary by state and service. Contact the advisor's firm to confirm whether they can serve you.
Financial-firm registration history
Registration history as reported to FINRA, most recent first.
Reported employment history
Employment the advisor reported on their SEC/FINRA filings, as of October 8, 2026. It may not be a complete history.
- 8041 Webb LLCMar 2014 – Mar 2018Sherman Oaks, CA
- MMWKM Advisors, LLCNov 2016 – Feb 2021Pasadena, CA
- Schechter Investment Advisors, LLCFeb 2021 – May 2025Birmingham, MI
- Kingswood Capital Partners, LLCMar 2022 – May 2025Sherman Oaks, CA
- Arax Advisory Partners, LLCJun 2025 – no end date reportedDenver, CO
Official records & sources
Data as of June 21, 2026 · Source: SEC IAPD & FINRA BrokerCheck
About ARAX Advisory Partners
These details describe the firm overall. Individual advisors' services, clients, and fees may differ.
Fee arrangements the firm reports
- Percentage of assets under management
- Hourly
- Fixed fee
- Performance-based fees
- Other
- Firm account minimum
- $50,000 (waivable)
Arrangements the firm reports on its Form ADV; this advisor may not charge every fee listed. Estimated from the firm's Form ADV — individual terms may differ. Not a quote.
Services the firm offers
Wealth management, careful planning, and developing individualized action plans and one-of-a-kind solutions for clients and their families.
Client types the firm serves
Firm assets under management
$25B+
- Firm disclosures (Form ADV)
- No disciplinary history reportedVerify on SEC IAPD
- Advisors listed on AdvisorFinder:
- 126
- Offices listed on AdvisorFinder:
- 12
- Main office:
- New York, NY
- SEC file number:
- 801-67165
Counts reflect AdvisorFinder directory coverage, not necessarily the firm's complete network.
Form ADV data as of August 14, 2026
View full firm profileOther advisors at ARAX Advisory Partners
Showing 12 of 126 in the directory
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This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Michael Brian Schoffman has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.
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