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Michael Cicotello

Investment Adviser Representative at ASSETMARK, INC.

Phoenix, AZCRD #4854475Dual-registered
Disclosure(s) on record — verify on FINRA BrokerCheck
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
19 yrs
States Registered
6 states
Exams Passed
7

Registrations & licenses

Registration type
Dual-registered
Registered in 6 states
AlabamaArizonaGeorgiaMississippiSouth CarolinaTennessee
Examinations passed
Series 66
Uniform Combined State Law Examination
Passed 3/13/2026
Series 63
Uniform Securities Agent State Law Examination
Passed 5/16/2006
SIE
Securities Industry Essentials Examination
Passed 10/1/2018
Series 7
General Securities Representative Examination
Passed 4/18/2007
Series 6
Investment Company Products/Variable Contracts Representative Examination
Passed 2/18/2005
Series 24
General Securities Principal Examination
Passed 7/5/2018
Series 26
Investment Company Products/Variable Contracts Principal Examination
Passed 2/21/2017

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Source

Assetmark, Inc. Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

ASSETMARK, INC.Current
3/20/2026Phoenix, AZ
CHARLES SCHWAB & CO., INC.
4/18/20081/28/2014Denver, CO

Official records & sources

Data as of August 9, 2026 · Source: SEC IAPD & FINRA BrokerCheck

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About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Michael Cicotello has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.