Michael Daniel Klim
Investment Adviser Representative at Federated Securities Corp.
Professional summary
Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.
Michael Daniel Klim is an investment adviser representative in Dallas, TX, currently registered with 4 firms, including Federated Investment Counseling, Federated Global Investment Management Corp., and MDT Advisers, A Division of Federated MDTA LLC. They have worked in the securities industry since 2016 and have been registered with 6 firms, including Federated International Securities Corp. and AXA Advisors, LLC. They have passed 3 industry qualification exams, including the Series 66 (combined investment adviser and state securities agent) and Series 7 (general securities representative). They are registered to provide investment advice in Illinois, Massachusetts, New York, Pennsylvania, and Texas.
Registrations & licenses
- Investment adviser:
- Illinois, Massachusetts, New York, Pennsylvania, Texas
- Broker:
15 states and territories
Arkansas, California, Illinois, Indiana, Iowa, Kansas, Minnesota, Missouri, Nebraska, New Mexico, North Dakota, Oklahoma, South Dakota, Texas, Wisconsin
Registration requirements vary by state and service. Contact the advisor's firm to confirm whether they can serve you.
Financial-firm registration history
Registration history as reported to FINRA, most recent first.
Reported employment history
Employment the advisor reported on their SEC/FINRA filings, as of October 8, 2026. It may not be a complete history.
- AXA Advisors, LLCOct 2016 – Jan 2018New York, NY
- Federated Hermes, Inc.Jan 2018 – no end date reportedPittsburgh, PA
- Federated Securities Corp.Jan 2018 – no end date reportedPittsburgh, PA
- Federated Investment CounselingJan 2018 – no end date reportedPittsburgh, PA
- MDT Advisers, A Division of Federated MDTA LLCJan 2018 – no end date reportedBoston, MA
- Federated Global Investment Management Corp.Jan 2018 – no end date reportedNew York, NY
- Federated International Securities Corp.Apr 2019 – no end date reportedPittsburgh, PA
Official records & sources
Data as of June 26, 2026 · Source: SEC IAPD & FINRA BrokerCheck
About Federated Securities Corp.
These details describe the firm overall. Individual advisors' services, clients, and fees may differ.
Fee arrangements the firm reports
- Other
Arrangements the firm reports on its Form ADV; this advisor may not charge every fee listed. Estimated from the firm's Form ADV — individual terms may differ. Not a quote.
Services the firm offers
Unknown
Client types the firm serves
Unknown
Firm assets under management
Unknown
- Firm disclosures (Form ADV)
- Unknown
Source: firm Form ADV filing
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This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Michael Daniel Klim has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.
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