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Michael David Walton

Investment Adviser Representative at SAGE ADVISORY SERVICES LTD CO

Austin, TXCRD #2805516Dual-registered
No disclosures on record
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
21 yrs
States Registered
1 states
Exams Passed
6

Professional summary

Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.

Michael David Walton has worked in the securities industry since 2005. They are registered to provide investment advisory services in Texas.

Registrations & licenses

Registration type
Dual-registered
Registered in 1 states
Texas
Examinations passed
Series 65
Uniform Investment Adviser Law Examination
Passed 6/29/2005
Series 63
Uniform Securities Agent State Law Examination
Passed 11/26/1996
Series 7
General Securities Representative Examination
Passed 3/16/2006
Series 6
Investment Company Products/Variable Contracts Representative Examination
Passed 11/15/1996
Series 24
General Securities Principal Examination
Passed 5/31/2006
Series 26
Investment Company Products/Variable Contracts Principal Examination
Passed 3/29/1999

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Source

SAGE Advisory Services Ltd Co Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

SAGE ADVISORY SERVICES LTD COCurrent
2/5/2010Austin, TX
BROKERSXPRESS LLC
3/13/20091/6/2010Houston, TX
USF ADVISORS, LLC
8/1/20073/6/2009Houston, TX
AIM PRIVATE ASSET MANAGEMENT
6/30/20058/6/2007Houston, TX

Official records & sources

Data as of June 21, 2026 · Source: SEC IAPD & FINRA BrokerCheck

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About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Michael David Walton has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

Michael David Walton - Financial Advisor in Austin, TX | AdvisorFinder