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Michael Dean Allen

Investment Adviser Representative at RETIREMENT PLAN ADVISORS, LLC

Lee's Summit, MOCRD #2232396Dual-registered
Disclosure(s) on record — verify on FINRA BrokerCheck
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
34 yrs
States Registered
6 states
Exams Passed
5

Professional summary

Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.

Michael Dean Allen has worked in the securities industry since 1992. They are registered to provide investment advisory services in Arizona, Florida, Iowa, Kansas, Missouri, and Texas.

Registrations & licenses

Registration type
Dual-registered
Registered in 6 states
ArizonaFloridaIowaKansasMissouriTexas
Examinations passed
Series 65
Uniform Investment Adviser Law Examination
Passed 1/30/2006
Series 63
Uniform Securities Agent State Law Examination
Passed 5/1/1992
SIE
Securities Industry Essentials Examination
Passed 10/1/2018
Series 7
General Securities Representative Examination
Passed 9/15/2005
Series 6
Investment Company Products/Variable Contracts Representative Examination
Passed 5/4/1992

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Account minimum: $25,000

Firm-stated minimum; may be waived at the firm's discretion.

Source

Retirement PLAN Advisors, LLC Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

RETIREMENT PLAN ADVISORS, LLCCurrent
1/13/2020Lee's Summit, MO
ROYAL ALLIANCE ASSOCIATES, INC.
11/2/201812/21/2019Lees Summit, MO
SIGNATOR INVESTORS, INC.
7/10/201311/2/2018Lees Summit, MO
NEW ENGLAND SECURITIES CORPORATION
2/17/20065/7/2013Overland Park, KS

Official records & sources

Data as of May 30, 2026 · Source: SEC IAPD & FINRA BrokerCheck

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About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Michael Dean Allen has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

Michael Dean Allen - Financial Advisor in Lee's Summit, MO | AdvisorFinder