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Michael Desmond Perini

Investment Adviser Representative at Perini Capital

Carlsbad, NMCRD #5509940Investment Adviser Representative
Disclosure(s) on record — verify on FINRA BrokerCheck
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
16 yrs
Exams Passed
3

Professional summary

Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.

Michael Desmond Perini is an investment adviser representative with Perini Capital in Carlsbad, NM, where they have been registered since 2012. They have worked in the securities industry since 2010 and were previously registered with Securevest Financial Group. They have passed 3 industry qualification exams, including the Series 7 (general securities representative), Series 24 (general securities principal), and Series 63 (state securities agent). They are registered to provide investment advice in Arizona and New Mexico.

Registrations & licenses

Registration type
Investment Adviser Representative
As of August 17, 2026, from the advisor's current registrations on SEC IAPD
State registrations
Investment adviser:
Arizona, New Mexico

Registration requirements vary by state and service. Contact the advisor's firm to confirm whether they can serve you.

Examinations passed
Series 63
Uniform Securities Agent State Law Examination
Passed 9/11/2009
Series 7
General Securities Representative Examination
Passed 6/26/2009
Series 24
General Securities Principal Examination
Passed 1/31/2011

Financial-firm registration history

Registration history as reported to FINRA, most recent first.

Perini CapitalCurrent
8/29/2012 – Carlsbad, NM
Securevest Financial Group
6/29/2009 – 9/30/2011Morristown, NJ

Reported employment history

Employment the advisor reported on their SEC/FINRA filings, as of October 8, 2026. It may not be a complete history.

  1. Perini Capital
    Aug 2011 – Aug 2023Scottsdale, AZ
  2. Perini Capital
    Aug 2011 – Jun 2021Carlsbad, NM
  3. Perini Capital
    Aug 2023 – no end date reportedScottsdale, AZ

Official records & sources

Data as of August 11, 2026 · Source: SEC IAPD & FINRA BrokerCheck

About Perini Capital

These details describe the firm overall. Individual advisors' services, clients, and fees may differ.

Fee arrangements the firm reports

  • Percentage of assets under management
  • Performance-based fees

Arrangements the firm reports on its Form ADV; this advisor may not charge every fee listed. Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Services the firm offers

Portfolio Management for Individuals and Small BusinessesPortfolio Management for Pooled Investment VehiclesPortfolio Management for Businesses and Institutions

Client types the firm serves

IndividualsHigh Net WorthInvestment CompaniesPooled Vehicles

Firm assets under management

$100M–$500M

Firm disclosures (Form ADV)
No disciplinary history reportedVerify on SEC IAPD
Advisors listed on AdvisorFinder:
3
Offices listed on AdvisorFinder:
1
Main office:
Carlsbad, NM
SEC file number:
801-120968

Counts reflect AdvisorFinder directory coverage, not necessarily the firm's complete network.

Form ADV data as of April 14, 2026

View full firm profile

Other advisors at Perini Capital

2 other advisors in the directory

View Perini Capital firm profile

Similar advisors in Carlsbad, NM

Other advisors whose filed branch office is in the same city.

About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Michael Desmond Perini has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.

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