Michael E Newins
Investment Adviser Representative at Stifel, Nicolaus & Company, Incorporated
Professional summary
Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.
Michael E. Newins is an investment adviser representative with Stifel, Nicolaus & Company, Incorporated in Hauppauge, NY, where they have been registered since 2022. They have worked in the securities industry since 2011 and have been registered with 3 firms, including PARK Avenue Securities LLC and Eagle Strategies LLC. They have passed 5 industry qualification exams, including the Series 66 (combined investment adviser and state securities agent), Series 7 (general securities representative), and Series 63 (state securities agent). They are registered to provide investment advice in New York.
Office
Advisors at this office: 9
Branch office as filed with FINRA, counting current advisors in the directory who work there.
Registrations & licenses
- Investment adviser:
- New York
- Broker:
34 states and territories
Alabama, Arizona, California, Colorado, Connecticut, Delaware, District of Columbia, Florida, Georgia, Illinois, Indiana, Kansas, Louisiana, Maryland, Massachusetts, Michigan, Minnesota, Mississippi, Montana, Nebraska, Nevada, New Jersey, New Mexico, New York, Ohio, Oklahoma, Oregon, Pennsylvania, Rhode Island, Texas, Virginia, Washington, West Virginia, Wisconsin
Registration requirements vary by state and service. Contact the advisor's firm to confirm whether they can serve you.
Financial-firm registration history
Registration history as reported to FINRA, most recent first.
Reported employment history
Employment the advisor reported on their SEC/FINRA filings, as of October 8, 2026. It may not be a complete history.
- Nylife Securities LLCFeb 2011 – Apr 2018Medford, NY
- NEW YORK LIFE Insurance CompanyJan 2011 – Apr 2018Medford, NY
- Eagle Strategies LLCFeb 2011 – Apr 2018Melville, NY
- PARK Avenue Securities, LLCNov 2018 – Oct 2022Melville, NY
- Guardian LIFE Insurance Co OF AmericaOct 2018 – Oct 2022Melville, NY
- UnemployedApr 2018 – Oct 2018Center Moriches, NY
- Stifel, Nicolaus & Company, IncorporatedOct 2022 – no end date reportedHappauge, NY
Official records & sources
Data as of June 28, 2026 · Source: SEC IAPD & FINRA BrokerCheck
About Stifel, Nicolaus & Company, Incorporated
These details describe the firm overall. Individual advisors' services, clients, and fees may differ.
Fee arrangements the firm reports
- Percentage of assets under management
- Commissions
- Fixed fee
Arrangements the firm reports on its Form ADV; this advisor may not charge every fee listed. Estimated from the firm's Form ADV — individual terms may differ. Not a quote.
Services the firm offers
Client types the firm serves
Firm assets under management
$25B+
- Firm disclosures (Form ADV)
- Disciplinary history reportedVerify on SEC IAPD
- Advisors listed on AdvisorFinder:
- 3,338
- Offices listed on AdvisorFinder:
- 26
- Main office:
- St Louis, MO
- SEC file number:
- 801-10746
Counts reflect AdvisorFinder directory coverage, not necessarily the firm's complete network.
Form ADV data as of September 15, 2026
View full firm profileOther advisors at Stifel, Nicolaus & Company, Incorporated
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This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Michael E Newins has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.
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