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Michael Edward Gorman

Investment Adviser Representative at VANDERBILT ADVISORY SERVICES

Summit, NJCRD #226089Dual-registered
No disclosures on record
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
56 yrs
States Registered
3 states
Exams Passed
3

Registrations & licenses

Registration type
Dual-registered
Registered in 3 states
CaliforniaNew JerseyNew York
Examinations passed
Series 7
General Securities Representative Examination
Passed 1/2/2023
SIE
Securities Industry Essentials Examination
Passed 10/1/2018
Series 1
Registered Representative Examination
Passed 5/27/1970

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Asset tierAnnual rate
$0 - $100,0002.50%
$100,001 - $250,0002.25%
$250,001 - $500,0002.00%
$500,001 - $1,000,0001.75%
$1,000,001 - $2,000,0001.50%
$2,000,001 - $5,000,0001.25%
$5,000,001 - $10,000,0001.00%
$10,000,001 & Up0.75%
Source

Vanderbilt Advisory Services Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

VANDERBILT ADVISORY SERVICESCurrent
11/1/2016Summit, NJ
NORTH RIDGE SECURITIES CORP.
4/18/19978/26/2003Melville, NY
NORTH RIDGE SECURITIES CORP.
4/9/19976/13/1997
JARON EQUITIES CORP.
4/20/19724/10/1997Hicksville, NY
REMIT SECURITIES, LTD.
8/13/19766/17/1981
ZENITH AMERICAN SECURITIES CORPORATION
6/21/19715/23/1980
MAYFLOWER SECURITIES CO., INC.
6/8/197011/30/1978
WALL STREET INVESTORS, INC.
10/6/19706/17/1977

Official records & sources

Data as of August 9, 2026 · Source: SEC IAPD & FINRA BrokerCheck

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About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Michael Edward Gorman has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

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