AdFi
ME

Michael Edward Mullin

Investment Adviser Representative at CLARO ADVISORS INC.

Boston, MACRD #2825901Dual-registered
No disclosures on record
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
20 yrs
States Registered
1 states
Exams Passed
7

Registrations & licenses

Registration type
Dual-registered
Registered in 1 states
Massachusetts
Examinations passed
Series 66
Uniform Combined State Law Examination
Passed 9/29/2005
Series 65
Uniform Investment Adviser Law Examination
Passed 8/15/1997
Series 63
Uniform Securities Agent State Law Examination
Passed 12/7/1996
Series 7
General Securities Representative Examination
Passed 10/5/2005
Series 6
Investment Company Products/Variable Contracts Representative Examination
Passed 12/7/1996
Series 10
General Securities Sales Supervisor - General Module Examination
Passed 10/3/2000
Series 9
General Securities Sales Supervisor - Options Module Examination
Passed 9/21/2000

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Source

Claro Advisors Inc. Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

CLARO ADVISORS INC.Current
11/23/2016Boston, MA
MEM CAPITAL ADVISORS
2/8/201112/31/2016Quincy, MA
BOSTON RESEARCH AND MANAGEMENT, INC.
12/19/200811/26/2010Manchester, MA
JEFFERIES INVESTMENT ADVISERS, LLC
5/3/20074/10/2008Boston, MA
THOMAS WEISEL PARTNERS LLC
10/19/20055/7/2007Boston, MA

Official records & sources

Data as of August 9, 2026 · Source: SEC IAPD & FINRA BrokerCheck

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About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Michael Edward Mullin has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

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