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Michael Eric Socha

Investment Adviser Representative at SOCHA FINANCIAL GROUP, LLC

Corning, NYCRD #5402692Dual-registered
No disclosures on record
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
9 yrs
States Registered
1 states
Exams Passed
4

Professional summary

Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.

Michael Eric Socha has worked in the securities industry since 2017. They are registered to provide investment advisory services in New York.

Registrations & licenses

Registration type
Dual-registered
Registered in 1 states
New York
Examinations passed
Series 65
Uniform Investment Adviser Law Examination
Passed 12/23/2014
Series 63
Uniform Securities Agent State Law Examination
Passed 2/3/2011
SIE
Securities Industry Essentials Examination
Passed 11/12/2014
Series 7
General Securities Representative Examination
Passed 3/5/2009

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Blended rate
0.0125
Asset tierAnnual rate
Accounts less than $250,0001.25%
Accounts valued between $250,000 and $800,0001.25%
Accounts valued between $800,000 and $1.5 million (first $800,000)1.25%
Accounts valued between $800,000 and $1.5 million (amount above $800,000)1.00%
Accounts valued over $1.5 million1.25%
Source

Socha Financial Group, LLC Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

SOCHA FINANCIAL GROUP, LLCCurrent
5/12/2021Corning, NY
SOCHA FINANCIAL GROUP
3/23/20153/22/2019Corning, NY

Official records & sources

Data as of May 30, 2026 · Source: SEC IAPD & FINRA BrokerCheck

Other advisors at SOCHA FINANCIAL GROUP, LLC

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View SOCHA FINANCIAL GROUP, LLC firm profile
About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Michael Eric Socha has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

Michael Eric Socha - Financial Advisor in Corning, NY | AdvisorFinder