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Michael Ernest Constantino

Investment Adviser Representative at Lincoln Investment

Amherst, NYCRD #5229595Dual-registered
No disclosures on record
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
19 yrs
Exams Passed
3

Professional summary

Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.

Michael Ernest Constantino is an investment adviser representative with Lincoln Investment in Amherst, NY, where they have been registered since 2021. They have worked in the securities industry since 2007 and have been registered with 5 firms, including Legend Equities Corporation and MML Investors Services, LLC. They have passed 3 industry qualification exams, including the Series 7 (general securities representative) and Series 63 (state securities agent). They are registered to provide investment advice in New York.

Office

61 John Muir Dr., Ste. 100
Amherst, NY 14228

Advisors at this office: 36

Branch office as filed with FINRA, counting current advisors in the directory who work there.

Registrations & licenses

Registration type
Dual-registered
As of August 17, 2026, from the advisor's current registrations on SEC IAPD
State registrations
Investment adviser:
New York
Broker:
2 states and territories

Florida, New York

Registration requirements vary by state and service. Contact the advisor's firm to confirm whether they can serve you.

Examinations passed
Series 63
Uniform Securities Agent State Law Examination
Passed 10/24/2006
SIE
Securities Industry Essentials Examination
Passed 10/1/2018
Series 7
General Securities Representative Examination
Passed 1/4/2007

Financial-firm registration history

Registration history as reported to FINRA, most recent first.

Lincoln InvestmentCurrent
3/25/2021 – Amherst, NY
Legend Equities Corporation
11/21/2013 – 1/3/2017Getzville, NY
MML Investors Services, LLC
5/25/2012 – 11/11/2013Amherst, NY
Legend Equities Corporation
7/12/2010 – 5/11/2012Lakewood, NY
HSBC Securities (USA) Inc.
11/12/2009 – 7/19/2010Buffalo, NY
GWN Securities Inc.
1/30/2008 – 9/4/2009Clearwater, FL
Legend Equities Corporation
1/5/2007 – 12/17/2007Palm Beach Gardens, FL

Reported employment history

Employment the advisor reported on their SEC/FINRA filings, as of October 8, 2026. It may not be a complete history.

  1. Legend Equities Corporation
    Nov 2013 – Jan 2017Palm Beach Gardens, FL
  2. Legend Advisory Corporation
    Jan 2014 – Sep 2019Palm Beach Gardens, FL
  3. Lincoln Investment
    Jan 2017 – no end date reportedFort Myers, FL

Official records & sources

Data as of August 10, 2026 · Source: SEC IAPD & FINRA BrokerCheck

About Lincoln Investment

These details describe the firm overall. Individual advisors' services, clients, and fees may differ.

Fee arrangements the firm reports

  • Percentage of assets under management
  • Commissions
  • Hourly
  • Fixed fee
Firm's annual rate schedule by assets
  • First $500,0000.15%
  • $500,000.01 - 1,000,0000.12%
  • $1,000,000.01 - 2,000,0000.10%
  • $2,000,000.01 - 5,000,0000.08%

+4 more tiers on the firm profile

Arrangements the firm reports on its Form ADV; this advisor may not charge every fee listed. Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Services the firm offers

Financial PlanningPortfolio Management for Individuals and Small BusinessesPortfolio Management for Businesses and InstitutionsSelection of Other Advisers

Client types the firm serves

IndividualsHigh Net WorthBanking or Thrift InstitutionsPension/Profit SharingCharitable OrganizationsState/MunicipalOther Investment AdvisersInsurance CompaniesSovereign WealthCorporations

Firm assets under management

$5B–$25B

Firm disclosures (Form ADV)
Disciplinary history reportedVerify on SEC IAPD
Advisors listed on AdvisorFinder:
923
Offices listed on AdvisorFinder:
26
Main office:
Fort Washington, PA
SEC file number:
801-14059

Counts reflect AdvisorFinder directory coverage, not necessarily the firm's complete network.

Form ADV data as of July 20, 2026

View full firm profile

Other advisors at Lincoln Investment

Showing 12 of 923 in the directory

View Lincoln Investment firm profile

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About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Michael Ernest Constantino has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.

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Michael Ernest Constantino (Lincoln Investment)