Michael F Dillingham
Investment Adviser Representative at Cetera Investment Advisers LLC
Professional summary
Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.
Michael F. Dillingham is an investment adviser representative with Cetera Investment Advisers LLC in Jefferson City, MO, where they have been registered since 2023. They have worked in the securities industry since 2018 and have been registered with 4 firms, including Northwestern Mutual Investment Services,llc and TD Ameritrade, Inc. They have passed 4 industry qualification exams, including the Series 66 (combined investment adviser and state securities agent), Series 7 (general securities representative), and Series 6 (investment company and variable products). They are registered to provide investment advice in Missouri and Texas.
Registrations & licenses
- Investment adviser:
- Missouri, Texas
- Broker:
11 states and territories
Arkansas, California, Florida, Georgia, Illinois, Kansas, Mississippi, Missouri, North Carolina, Tennessee, Texas
Registration requirements vary by state and service. Contact the advisor's firm to confirm whether they can serve you.
Financial-firm registration history
Registration history as reported to FINRA, most recent first.
Reported employment history
Employment the advisor reported on their SEC/FINRA filings, as of October 8, 2026. It may not be a complete history.
- Wells Fargo AdvisorsFeb 2016 – Nov 2016St Louis, MO
- Wells Fargo Clearing ServicesFeb 2016 – Mar 2017St Louis, MO
- Buffalo Wild WingsApr 2017 – Sep 2017Fenton, MO
- TD AmeritradeOct 2017 – Sep 2018St Louis, MO
- John RentschlerAug 2018 – Jan 2019Columbia, MO
- John RentschlerOct 2018 – Jan 2019Columbia, MO
- Northwestern Mutual Investment Services LLCOct 2018 – Jan 2019Columbia, MO
- Northwestern Mutual Wealth Management CompanyNov 2018 – Jan 2019Milwaukee, WI
- Tony Dow Insurance AgencyJan 2019 – Mar 2020California, MO
- State Farm VP Management Corp.Feb 2020 – Mar 2020California, MO
- State Farm VP Management Corp.Mar 2020 – Apr 2022Jefferson City, MO
- Tony Dow Insurance AgencyMar 2020 – Apr 2022Jefferson City, MO
- Regions BANKApr 2022 – no end date reportedJefferon City, MO
- Cetera Investment Advisers LLCMay 2023 – no end date reportedJefferson City, MO
- Cetera Investment Services LLCSep 2022 – no end date reportedSaint Cloud, MN
Official records & sources
Data as of August 9, 2026 · Source: SEC IAPD & FINRA BrokerCheck
About Cetera Investment Advisers LLC
These details describe the firm overall. Individual advisors' services, clients, and fees may differ.
Fee arrangements the firm reports
- Percentage of assets under management
- Hourly
- Fixed fee
Arrangements the firm reports on its Form ADV; this advisor may not charge every fee listed. Estimated from the firm's Form ADV — individual terms may differ. Not a quote.
Services the firm offers
Advisory services, investment advisory services, custody services, insurance agency services, sweep programs, and retirement planning resources, along with access to registered and alternative investment products.
Client types the firm serves
Firm assets under management
$25B+
- Firm disclosures (Form ADV)
- No disciplinary history reportedVerify on SEC IAPD
- Advisors listed on AdvisorFinder:
- 10,459
- Offices listed on AdvisorFinder:
- 27
- Main office:
- Schaumburg, IL
- SEC file number:
- 801-20406
Counts reflect AdvisorFinder directory coverage, not necessarily the firm's complete network.
Form ADV data as of August 13, 2026
View full firm profileOther advisors at Cetera Investment Advisers LLC
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This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Michael F Dillingham has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.
BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.
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