AdFi
MF

Michael Frederick Ferro

Investment Adviser Representative at Horizon Wealth Advisors

Lakewood Ranch, FLCRD #2747857Investment Adviser Representative
No disclosures on record
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
28 yrs
Exams Passed
3

Professional summary

Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.

Michael Frederick Ferro is an investment adviser representative with Horizon Wealth Advisors in Lakewood Ranch, FL, where they have been registered since 2012. They have worked in the securities industry since 1998 and have been registered with 5 firms, including Brokersxpress LLC and Wunderlich Securities, Inc. They have passed 3 industry qualification exams, including the Series 65 (investment adviser), Series 7 (general securities representative), and Series 63 (state securities agent). They are registered to provide investment advice in Florida.

Registrations & licenses

Registration type
Investment Adviser Representative
As of August 14, 2026, from the advisor's current registrations on SEC IAPD
State registrations
Investment adviser:
Florida

Registration requirements vary by state and service. Contact the advisor's firm to confirm whether they can serve you.

Examinations passed
Series 65
Uniform Investment Adviser Law Examination
Passed 7/10/1996
Series 63
Uniform Securities Agent State Law Examination
Passed 6/28/1996
Series 7
General Securities Representative Examination
Passed 6/20/1996

Financial-firm registration history

Registration history as reported to FINRA, most recent first.

Horizon Wealth AdvisorsCurrent
6/8/2012 – Lakewood Ranch, FL
Brokersxpress LLC
6/6/2011 – 12/31/2011Sarasota, FL
Wunderlich Securities, Inc.
3/1/2007 – 12/31/2010Sarasota, FL
Capital Securities OF America, Inc.
10/19/2005 – 3/1/2007Sarasota, FL
UBS Financial Services Inc.
6/27/1996 – 3/11/2004Sarasota, FL

Reported employment history

Employment the advisor reported on their SEC/FINRA filings, as of October 8, 2026. It may not be a complete history.

  1. Ferro Enterprises, LLC
    May 2003 – no end date reportedSarasota, FL

Official records & sources

Data as of June 26, 2026 · Source: SEC IAPD & FINRA BrokerCheck

About Horizon Wealth Advisors

These details describe the firm overall. Individual advisors' services, clients, and fees may differ.

Fee arrangements the firm reports

  • Percentage of assets under management
  • Commissions
  • Fixed fee
Firm account minimum
$500,000
Estimated blended rate
0.01
Firm's annual rate schedule by assets
  • First $1,000,0001.00%
  • Next $1,000,0000.75%
  • Next $3,000,0000.60%
  • Next $5,000,0000.45%

+2 more tiers

Arrangements the firm reports on its Form ADV; this advisor may not charge every fee listed. Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Services the firm offers

Unknown

Client types the firm serves

Unknown

Firm assets under management

Unknown

Firm disclosures (Form ADV)
Unknown

Source: firm Form ADV filing

Similar advisors in Lakewood Ranch, FL

Other advisors whose filed branch office is in the same city.

About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Michael Frederick Ferro has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.

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Michael Frederick Ferro (Horizon Wealth Advisors)