AdFi
MF

Michael Frederick Ferro

Investment Adviser Representative at HORIZON WEALTH ADVISORS

Lakewood Ranch, FLCRD #2747857Dual-registered
No disclosures on record
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
28 yrs
States Registered
1 states
Exams Passed
3

Professional summary

Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.

Michael Frederick Ferro has worked in the securities industry since 1998. They are registered to provide investment advisory services in Florida.

Registrations & licenses

Registration type
Dual-registered
Registered in 1 states
Florida
Examinations passed
Series 65
Uniform Investment Adviser Law Examination
Passed 7/10/1996
Series 63
Uniform Securities Agent State Law Examination
Passed 6/28/1996
Series 7
General Securities Representative Examination
Passed 6/20/1996

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Blended rate
0.01
Asset tierAnnual rate
First $1,000,0001.00%
Next $1,000,0000.75%
Next $3,000,0000.60%
Next $5,000,0000.45%
Next $50,000,0000.35%
Over $60,000,0000.00%
Account minimum: $500,000

Firm-stated minimum; may be waived at the firm's discretion.

Source

Horizon Wealth Advisors Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

HORIZON WEALTH ADVISORSCurrent
6/8/2012Lakewood Ranch, FL
BROKERSXPRESS LLC
6/6/201112/31/2011Sarasota, FL
WUNDERLICH SECURITIES, INC.
3/1/200712/31/2010Sarasota, FL
CAPITAL SECURITIES OF AMERICA, INC.
10/19/20053/1/2007Sarasota, FL
UBS FINANCIAL SERVICES INC.
6/27/19963/11/2004Sarasota, FL

Official records & sources

Data as of June 26, 2026 · Source: SEC IAPD & FINRA BrokerCheck

Other advisors at HORIZON WEALTH ADVISORS

5 other advisors in the directory

View HORIZON WEALTH ADVISORS firm profile
About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Michael Frederick Ferro has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

Find the right advisor for you

Take the free 3-minute assessment to get matched with advisors who fit your goals.

Get Matched