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Michael Garay

Investment Adviser Representative at PGIM Investments LLC

Hillsdale, NJCRD #7900957Dual-registered
No disclosures on record
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
2 yrs
Exams Passed
5

Professional summary

Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.

Michael Garay is an investment adviser representative with PGIM Investments LLC in Hillsdale, NJ, where they have been registered since 2026. They have worked in the securities industry since 2024 and were previously registered with Fiduciary Pension Partners, LLC. They have passed 5 industry qualification exams, including the Series 65 (investment adviser), Series 7 (general securities representative), and Series 63 (state securities agent). They are registered to provide investment advice in New Jersey.

Office

655 Broad Street
Newark, NJ 07102

Advisors at this office: 29

Branch office as filed with FINRA, counting current advisors in the directory who work there.

Registrations & licenses

Registration type
Dual-registered
As of August 17, 2026, from the advisor's current registrations on SEC IAPD
State registrations
Investment adviser:
New Jersey
Broker:
51 states and territories

Alabama, Alaska, Arizona, Arkansas, California, Colorado, Connecticut, Delaware, District of Columbia, Florida, Georgia, Hawaii, Idaho, Illinois, Indiana, Iowa, Kansas, Kentucky, Louisiana, Maine, Maryland, Massachusetts, Michigan, Minnesota, Mississippi, Missouri, Montana, Nebraska, Nevada, New Hampshire, New Jersey, New Mexico, New York, North Carolina, North Dakota, Ohio, Oklahoma, Oregon, Pennsylvania, Rhode Island, South Carolina, South Dakota, Tennessee, Texas, Utah, Vermont, Virginia, Washington, West Virginia, Wisconsin, Wyoming

Registration requirements vary by state and service. Contact the advisor's firm to confirm whether they can serve you.

Examinations passed
Series 63
Uniform Securities Agent State Law Examination
Passed 1/9/2026
Series 65
Uniform Investment Adviser Law Examination
Passed 3/29/2024
Series 6
Investment Company Products/Variable Contracts Representative Examination
Passed 5/1/2026
Series 7
General Securities Representative Examination
Passed 5/1/2026
SIE
Securities Industry Essentials Examination
Passed 10/14/2023

Financial-firm registration history

Registration history as reported to FINRA, most recent first.

Prudential Investment Management Services LLCCurrent
5/1/2026 – Hillsdale, NJ
PGIM Investments LLCCurrent
4/21/2026 – Newark, NJ
Fiduciary Pension Partners, LLC
5/16/2024 – 5/1/2026Westfield, NJ

Reported employment history

Employment the advisor reported on their SEC/FINRA filings, as of October 8, 2026. It may not be a complete history.

  1. Fiduciary Pension Partners, LLC
    Sep 2023 – Mar 2026Westfield, NJ
  2. FULL TIME Student
    Jan 2014 – Sep 2023Hillsdale, NJ
  3. PGIM Global Wealth
    Mar 2026 – no end date reportedHillsdale, NJ
  4. Prudential Investment Management Services LLC
    Mar 2026 – no end date reportedHillsdale, NJ

Official records & sources

Data as of August 11, 2026 · Source: SEC IAPD & FINRA BrokerCheck

About PGIM Investments LLC

These details describe the firm overall. Individual advisors' services, clients, and fees may differ.

Fee arrangements the firm reports

  • Percentage of assets under management
  • Fixed fee
  • Performance-based fees

Arrangements the firm reports on its Form ADV; this advisor may not charge every fee listed. Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Services the firm offers

Unknown

Client types the firm serves

Unknown

Firm assets under management

Unknown

Firm disclosures (Form ADV)
Unknown

Source: firm Form ADV filing

Similar advisors in Newark, NJ

Other advisors whose filed branch office is in the same city.

About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Michael Garay has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.

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Michael Garay (Prudential Investment Management Services)