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Michael Glenn Ciccone

Investment Adviser Representative at Stifel, Nicolaus & Company, Incorporated

Garden City, NYCRD #6567286Dual-registered
No disclosures on record
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
4 yrs
Exams Passed
3

Professional summary

Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.

Michael Glenn Ciccone is an investment adviser representative with Stifel, Nicolaus & Company, Incorporated in Garden City, NY, where they have been registered since 2022, the year they entered the securities industry. They have passed 3 industry qualification exams, including the Series 66 (combined investment adviser and state securities agent) and Series 7 (general securities representative). They are registered to provide investment advice in New York and Texas.

Office

1225 Franklin Avenue, Suite 150
Garden City, NY 11530

Advisors at this office: 50

Branch office as filed with FINRA, counting current advisors in the directory who work there.

Registrations & licenses

Registration type
Dual-registered
As of August 15, 2026, from the advisor's current registrations on SEC IAPD
State registrations
Investment adviser:
New York, Texas
Broker:
23 states and territories

Arizona, California, Colorado, Connecticut, Florida, Georgia, Illinois, Kansas, Louisiana, Maryland, Massachusetts, Michigan, Minnesota, New Jersey, New York, North Carolina, Oklahoma, Pennsylvania, Rhode Island, South Carolina, Texas, Virginia, Washington

Registration requirements vary by state and service. Contact the advisor's firm to confirm whether they can serve you.

Examinations passed
Series 66
Uniform Combined State Law Examination
Passed 3/28/2022
Series 7
General Securities Representative Examination
Passed 1/10/2022
SIE
Securities Industry Essentials Examination
Passed 6/15/2021

Financial-firm registration history

Registration history as reported to FINRA, most recent first.

Stifel, Nicolaus & Company, IncorporatedCurrent
3/29/2022 – Garden City, NY

Reported employment history

Employment the advisor reported on their SEC/FINRA filings, as of October 8, 2026. It may not be a complete history.

  1. Stifel Nicolaus & Co.
    Jun 2015 – Sep 2019Garden City, NY
  2. Stifel Nicolaus & Co.
    Jul 2021 – no end date reportedGarden City, NY
  3. Providence College
    Sep 2017 – May 2021Providence, RI
  4. Chaminade High School
    Aug 2013 – May 2017Mineola, NY

Official records & sources

Data as of June 28, 2026 · Source: SEC IAPD & FINRA BrokerCheck

About Stifel, Nicolaus & Company, Incorporated

These details describe the firm overall. Individual advisors' services, clients, and fees may differ.

Fee arrangements the firm reports

  • Percentage of assets under management
  • Commissions
  • Fixed fee

Arrangements the firm reports on its Form ADV; this advisor may not charge every fee listed. Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Services the firm offers

Financial PlanningPortfolio Management for Individuals and Small BusinessesPortfolio Management for Pooled Investment VehiclesPortfolio Management for Businesses and InstitutionsPension ConsultingSelection of Other AdvisersEducational Seminars and Workshops

Client types the firm serves

IndividualsHigh Net WorthBanking or Thrift InstitutionsPooled VehiclesPension/Profit SharingCharitable OrganizationsState/MunicipalInsurance CompaniesSovereign WealthCorporationsOther

Firm assets under management

$25B+

Firm disclosures (Form ADV)
Disciplinary history reportedVerify on SEC IAPD
Advisors listed on AdvisorFinder:
3,338
Offices listed on AdvisorFinder:
26
Main office:
St Louis, MO
SEC file number:
801-10746

Counts reflect AdvisorFinder directory coverage, not necessarily the firm's complete network.

Form ADV data as of September 15, 2026

View full firm profile

Other advisors at Stifel, Nicolaus & Company, Incorporated

Showing 12 of 3,338 in the directory

View Stifel, Nicolaus & Company, Incorporated firm profile

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About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Michael Glenn Ciccone has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.

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Michael Glenn Ciccone (Stifel, Nicolaus & Company)