Michael H Legette
Investment Adviser Representative at Charles Schwab & Co., Inc.
Professional summary
Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.
Michael H. Legette is an investment adviser representative with Charles Schwab & Co., Inc. in Cary, NC, where they have been registered since 2023. They have worked in the securities industry since 2000 and have been registered with 10 firms, including TD Ameritrade Investment Management, LLC and TD Ameritrade, Inc. They have passed 6 industry qualification exams, including the Series 65 (investment adviser), Series 7 (general securities representative), and Series 24 (general securities principal). They are registered to provide investment advice in North Carolina.
Office
Advisors at this office: 10
Branch office as filed with FINRA, counting current advisors in the directory who work there.
Registrations & licenses
- Investment adviser:
- North Carolina
- Broker:
16 states and territories
Alabama, California, Colorado, Florida, Georgia, Michigan, New Jersey, New York, North Carolina, Ohio, Oklahoma, Oregon, South Carolina, Texas, Virginia, Washington
Registration requirements vary by state and service. Contact the advisor's firm to confirm whether they can serve you.
Financial-firm registration history
Registration history as reported to FINRA, most recent first.
Reported employment history
Employment the advisor reported on their SEC/FINRA filings, as of October 8, 2026. It may not be a complete history.
- Primerica Financial ServicesOct 2016 – Mar 2017Raleigh, NC
- PFS Investments Inc.Nov 2016 – Mar 2017Raleigh, NC
- Adecco/bb&tJun 2016 – Mar 2017Wilson, NC
- Scottrade, Inc.Mar 2017 – Sep 2018Garner, NC
- UPS United Parcel ServiceNov 2016 – Dec 2016Raleigh, NC
- TD Ameritrade, Inc.Feb 2018 – Sep 2023Durham, NC
- TD Ameritrade Investment Management, LLCFeb 2018 – Sep 2023Omaha, NE
- Charles Schwab & Co., Inc.Sep 2023 – no end date reportedCary, NC
- Charles Schwab Bank, SSBSep 2023 – no end date reportedCary, NC
Official records & sources
Data as of August 11, 2026 · Source: SEC IAPD & FINRA BrokerCheck
About Charles Schwab & Co., Inc.
These details describe the firm overall. Individual advisors' services, clients, and fees may differ.
Fee arrangements the firm reports
- Fixed fee
- Other
- Firm account minimum
- $500,000
Arrangements the firm reports on its Form ADV; this advisor may not charge every fee listed. Estimated from the firm's Form ADV — individual terms may differ. Not a quote.
Services the firm offers
Unknown
Client types the firm serves
Unknown
Firm assets under management
Unknown
- Firm disclosures (Form ADV)
- Unknown
Source: firm Form ADV filing
Similar advisors in Cary, NC
Other advisors whose filed branch office is in the same city.
This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Michael H Legette has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.
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