Michael Hu
Investment Adviser Representative at SEIA
Professional summary
Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.
Michael Hu is an investment adviser representative with SEIA in Newport Beach, CA, where they have been registered since 2026. They have worked in the securities industry since 2015 and have been registered with 4 firms, including Mariner Independent and Adviceperiod, LLC. They are registered to provide investment advice in California.
Office
Advisors at this office: 6
Branch office as filed with FINRA, counting current advisors in the directory who work there.
Registrations & licenses
- Investment adviser:
- California
Registration requirements vary by state and service. Contact the advisor's firm to confirm whether they can serve you.
Financial-firm registration history
Registration history as reported to FINRA, most recent first.
Reported employment history
Employment the advisor reported on their SEC/FINRA filings, as of October 8, 2026. It may not be a complete history.
- Jackson Financial ManagementAug 2011 – Dec 2017Costa Mesa, CA
- Adviceperiod, LLCApr 2018 – Feb 2022Newport Beach, CA
- UnemployedDec 2017 – Apr 2018Tustin, CA
- Mariner Platform SolutionsMar 2022 – Feb 2025Tustin, CA
- SEIA LLCMar 2025 – no end date reportedNewport Beach, CA
Official records & sources
Data as of June 26, 2026 · Source: SEC IAPD & FINRA BrokerCheck
About SEIA
These details describe the firm overall. Individual advisors' services, clients, and fees may differ.
Fee arrangements the firm reports
- Percentage of assets under management
- Hourly
- Fixed fee
- Firm account minimum
- $250,000 (waivable)
- Equity/Blended $250K-$999,9991.20%
- Equity/Blended $1M-$2,499,9991.00%
- Equity/Blended $2.5M-$4,999,9990.90%
- Equity/Blended $5M-$9,999,9990.80%
+6 more tiers on the firm profile
Arrangements the firm reports on its Form ADV; this advisor may not charge every fee listed. Estimated from the firm's Form ADV — individual terms may differ. Not a quote.
Services the firm offers
Client types the firm serves
Firm assets under management
$5B–$25B
- Firm disclosures (Form ADV)
- No disciplinary history reportedVerify on SEC IAPD
- Advisors listed on AdvisorFinder:
- 137
- Offices listed on AdvisorFinder:
- 23
- Main office:
- Los Angeles, CA
- SEC file number:
- 801-56288
Counts reflect AdvisorFinder directory coverage, not necessarily the firm's complete network.
Form ADV data as of September 14, 2026
View full firm profileOther advisors at SEIA
Showing 12 of 137 in the directory
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This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Michael Hu has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.
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