AdFi
MJ

Michael J Cook

Investment Adviser Representative at Mission Financial Group, LLC

Las Vegas, NVCRD #5901682Dual-registered
Disclosure(s) on record — verify on FINRA BrokerCheck
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
12 yrs
Exams Passed
5

Professional summary

Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.

Michael J. Cook is an investment adviser representative with Mission Financial Group, LLC in Las Vegas, NV, where they have been registered since 2024. They have worked in the securities industry since 2014 and have been registered with 3 firms, including Independent Financial Group, LLC and Charles Schwab & Co., Inc. They have passed 4 industry qualification exams, including the Series 66 (combined investment adviser and state securities agent), Series 7 (general securities representative), and Series 63 (state securities agent). They are registered to provide investment advice in Hawaii.

Office

732 S. 6th St., #4119
Las Vegas, NV 89101

Advisors at this office: 4

Branch office as filed with FINRA, counting current advisors in the directory who work there.

Registrations & licenses

Registration type
Dual-registered
As of August 17, 2026, from the advisor's current registrations on SEC IAPD
State registrations
Investment adviser:
Hawaii
Broker:
3 states and territories

Hawaii, Michigan, North Carolina

Registration requirements vary by state and service. Contact the advisor's firm to confirm whether they can serve you.

Examinations passed
Series 66
Uniform Combined State Law Examination
Passed 9/1/2023
Series 63
Uniform Securities Agent State Law Examination
Passed 7/5/2011
Series 7
General Securities Representative Examination
Passed 3/4/2024
SIE
Securities Industry Essentials Examination
Passed 10/1/2018
Series 7
General Securities Representative Examination
Passed 6/28/2011

Financial-firm registration history

Registration history as reported to FINRA, most recent first.

Mission Financial Group, LLCCurrent
3/7/2024 – Las Vegas, NV
Independent Financial Group, LLC
3/7/2024 – 3/11/2024San Diego, CA
Charles Schwab & Co., Inc.
2/16/2015 – 7/8/2021Honolulu, HI

Reported employment history

Employment the advisor reported on their SEC/FINRA filings, as of October 8, 2026. It may not be a complete history.

  1. Charles Schwab BNAK
    Sep 2014 – Jun 2021Honolulu, HI
  2. Independent Financial Group, LLC
    Jan 2024 – no end date reportedHonolulu, HI
  3. Cardinal Financial
    Jan 2022 – Mar 2022Honolulu, HI
  4. ADP Total Source
    Apr 2022 – Aug 2023Honolulu, HI
  5. Unemployed
    Aug 2023 – Jan 2024Honolulu, HI
  6. Unemployed
    Jun 2021 – Jan 2022Honolulu, HI
  7. Mission Financial Group, LLC
    Feb 2024 – no end date reportedHonolulu, HI
  8. Charles Schwab & Co., Inc.
    Jun 2016 – Jun 2021Honolulu, HI

Official records & sources

Data as of August 10, 2026 · Source: SEC IAPD & FINRA BrokerCheck

About Mission Financial Group, LLC

These details describe the firm overall. Individual advisors' services, clients, and fees may differ.

Fee arrangements the firm reports

  • Percentage of assets under management
  • Hourly
  • Fixed fee
Firm account minimum
$250,000 (waivable)
Estimated blended rate
0.012

Arrangements the firm reports on its Form ADV; this advisor may not charge every fee listed. Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Services the firm offers

Household and/or business financial and retirement planning, portfolio management, alternative investment implementation, business planning, tax efficiency, generational wealth transfers, and acquisitions; also offers monthly check-ups and a step-by-step retirement planning process.

Financial PlanningPortfolio Management for Individuals and Small BusinessesPension Consulting
Firm areas of expertise
Retirement PlanningPortfolio ManagementAlternative InvestmentsBusiness PlanningTax EfficiencyGenerational Wealth TransferAcquisitionsFiduciary AdviceFinancial PlanningMulti-generational Wealth Planning

Client types the firm serves

IndividualsHigh Net WorthPension/Profit SharingCharitable OrganizationsCorporations

Firm assets under management

$100M–$500M

Firm disclosures (Form ADV)
No disciplinary history reportedVerify on SEC IAPD
Advisors listed on AdvisorFinder:
6
Offices listed on AdvisorFinder:
2
Main office:
Las Vegas, NV
Founded:
2018
SEC file number:
801-120042

Counts reflect AdvisorFinder directory coverage, not necessarily the firm's complete network.

Form ADV data as of May 13, 2026

View full firm profile

Other advisors at Mission Financial Group, LLC

5 other advisors in the directory

View Mission Financial Group, LLC firm profile

Similar advisors in Las Vegas, NV

Other advisors whose filed branch office is in the same city.

About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Michael J Cook has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.

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