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MJ

Michael James Hochstetler

Investment Adviser Representative at FOCUS FINANCIAL

Minneapolis, MNCRD #2673455Dual-registered
Disclosure(s) on record — verify on FINRA BrokerCheck
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
27 yrs
States Registered
10 states
Exams Passed
5

Registrations & licenses

Registration type
Dual-registered
Registered in 10 states
CaliforniaIllinoisMarylandMinnesotaMissouriNew YorkSouth CarolinaTexasWashingtonWisconsin
Examinations passed
Series 65
Uniform Investment Adviser Law Examination
Passed 2/24/1999
Series 63
Uniform Securities Agent State Law Examination
Passed 2/17/1999
SIE
Securities Industry Essentials Examination
Passed 10/1/2018
Series 31
Futures Managed Funds Examination
Passed 3/3/1999
Series 7
General Securities Representative Examination
Passed 2/10/1999

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Source

Focus Financial Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

FOCUS FINANCIALCurrent
6/15/2007Minneapolis, MN
AMERIPRISE FINANCIAL SERVICES, INC.
9/29/20065/24/2007Minneapolis, MN

Official records & sources

Data as of August 9, 2026 · Source: SEC IAPD & FINRA BrokerCheck

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About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Michael James Hochstetler has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.