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Michael Jay Rochman

Investment Adviser Representative at WMK INVESTMENT PARTNERS

Denver, COCRD #5132264Investment Adviser Rep
No disclosures on record
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
1 yrs
States Registered
1 states
Exams Passed
3

Registrations & licenses

Registration type
Investment Adviser Rep
Registered in 1 states
Colorado
Examinations passed
Series 65
Uniform Investment Adviser Law Examination
Passed 5/21/2025
Series 63
Uniform Securities Agent State Law Examination
Passed 8/13/2011
Series 79
Investment Banking Registered Representative Examination
Passed 9/3/2011

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Blended rate
0.015
Source

WMK Investment Partners Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

WMK INVESTMENT PARTNERSCurrent
11/3/2025Denver, CO

Official records & sources

Data as of August 11, 2026 · Source: SEC IAPD & FINRA BrokerCheck

Other advisors at WMK INVESTMENT PARTNERS

3 other advisors in the directory

View WMK INVESTMENT PARTNERS firm profile
About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Michael Jay Rochman has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

Michael Jay Rochman - Financial Advisor in Denver, CO | AdvisorFinder