AdFi
MJ

Michael John Erickson

Investment Adviser Representative at EFS Advisors

Minnetonka, MNCRD #6374668Dual-registered
No disclosures on record
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
12 yrs
Exams Passed
4

Professional summary

Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.

Michael John Erickson is an investment adviser representative with EFS Advisors in Minnetonka, MN, where they have been registered since 2014, the year they entered the securities industry. They have passed 4 industry qualification exams, including the Series 65 (investment adviser), Series 63 (state securities agent), and Series 6 (investment company and variable products). They are registered to provide investment advice in Florida, Iowa, Michigan, Minnesota, New York, Texas, and Wisconsin.

Office

12301 Whitewater Drive, #145
Minnetonka, MN 55343

Advisors at this office: 2

Branch office as filed with FINRA, counting current advisors in the directory who work there.

Registrations & licenses

Registration type
Dual-registered
As of August 17, 2026, from the advisor's current registrations on SEC IAPD
State registrations
Investment adviser:
Florida, Iowa, Michigan, Minnesota, New York, Texas, Wisconsin
Broker:
3 states and territories

Michigan, Minnesota, Wisconsin

Registration requirements vary by state and service. Contact the advisor's firm to confirm whether they can serve you.

Examinations passed
Series 65
Uniform Investment Adviser Law Examination
Passed 10/8/2014
Series 63
Uniform Securities Agent State Law Examination
Passed 8/19/2014
SIE
Securities Industry Essentials Examination
Passed 10/1/2018
Series 6
Investment Company Products/Variable Contracts Representative Examination
Passed 7/24/2014

Financial-firm registration history

Registration history as reported to FINRA, most recent first.

EFS AdvisorsCurrent
10/9/2014 – Minnetonka, MN

Reported employment history

Employment the advisor reported on their SEC/FINRA filings, as of October 8, 2026. It may not be a complete history.

  1. EFS Advisors
    Aug 2014 – no end date reportedCambridge, MN
  2. Advanced Advisor Group LLC
    Aug 2014 – no end date reportedCambridge, MN

Official records & sources

Data as of August 10, 2026 · Source: SEC IAPD & FINRA BrokerCheck

About EFS Advisors

These details describe the firm overall. Individual advisors' services, clients, and fees may differ.

Fee arrangements the firm reports

  • Percentage of assets under management
  • Hourly
Firm's annual rate schedule by assets
  • Standard: $0 - $210,0001.04%
  • Standard: $210,001 - $500,0000.96%
  • Standard: $500,001 - $1,000,0000.88%
  • Standard: $1,000,001 - $3,000,0000.80%

+5 more tiers on the firm profile

Arrangements the firm reports on its Form ADV; this advisor may not charge every fee listed. Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Services the firm offers

Financial PlanningPortfolio Management for Individuals and Small BusinessesPortfolio Management for Businesses and InstitutionsPension ConsultingPeriodicals and NewslettersEducational Seminars and Workshops

Client types the firm serves

IndividualsPension/Profit SharingCharitable OrganizationsState/MunicipalInsurance CompaniesCorporations

Firm assets under management

$1B–$5B

Firm disclosures (Form ADV)
Disciplinary history reportedVerify on SEC IAPD
Advisors listed on AdvisorFinder:
54
Offices listed on AdvisorFinder:
20
Main office:
Cambridge, MN
SEC file number:
801-62857

Counts reflect AdvisorFinder directory coverage, not necessarily the firm's complete network.

Form ADV data as of March 3, 2026

View full firm profile

Other advisors at EFS Advisors

Showing 12 of 54 in the directory

View EFS Advisors firm profile

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Other advisors whose filed branch office is in the same city.

About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Michael John Erickson has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.

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Michael John Erickson (EFS Advisors) - Fees & Credentials