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MJ

Michael John Herek

Investment Adviser Representative at BLUE CAPITAL

Omaha, NECRD #4163979Dual-registered
Disclosure(s) on record — verify on FINRA BrokerCheck
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
26 yrs
States Registered
1 states
Exams Passed
5

Registrations & licenses

Registration type
Dual-registered
Registered in 1 states
Nebraska
Examinations passed
Series 66
Uniform Combined State Law Examination
Passed 10/9/2015
Series 63
Uniform Securities Agent State Law Examination
Passed 10/12/2000
SIE
Securities Industry Essentials Examination
Passed 10/1/2018
Series 7
General Securities Representative Examination
Passed 6/30/2008
Series 6
Investment Company Products/Variable Contracts Representative Examination
Passed 11/3/2000

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Asset tierAnnual rate
Up to $1,000,0001.50%
$1,000,001 - $2,000,0001.40%
$2,000,001 - $5,000,0001.30%
$5,000,001 - $10,000,0001.20%
$10,000,001 or more1.00%
Source

BLUE Capital Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

BLUE CAPITALCurrent
11/13/2019Omaha, NE
CAPITAL SYNERGY PARTNERS
10/12/201511/12/2019Omaha, NE

Official records & sources

Data as of August 10, 2026 · Source: SEC IAPD & FINRA BrokerCheck

Other advisors at BLUE CAPITAL

3 other advisors in the directory

View BLUE CAPITAL firm profile
About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Michael John Herek has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

Michael John Herek - Financial Advisor in Omaha, NE | AdvisorFinder