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Michael John Kapp

Investment Adviser Representative at B. RILEY WEALTH ADVISORS, INC.

Randolph, NJCRD #2284857Dual-registered
No disclosures on record
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
34 yrs
States Registered
44 states
Exams Passed
4

Professional summary

Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.

Michael John Kapp has worked in the securities industry since 1992. They are registered to provide investment advisory services in 44 U.S. states.

Registrations & licenses

Registration type
Dual-registered
Registered in 44 states
ArizonaArkansasCaliforniaColoradoConnecticutDelawareDistrict of ColumbiaFloridaGeorgiaHawaiiIdahoIllinoisIndianaIowaKansasKentuckyLouisianaMaineMarylandMassachusettsMichiganMinnesotaMississippiMissouriMontanaNew HampshireNew JerseyNew MexicoNew YorkNorth CarolinaNorth DakotaOhioOklahomaOregonPennsylvaniaSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaWashingtonWisconsinWyoming
Examinations passed
Series 65
Uniform Investment Adviser Law Examination
Passed 8/20/1999
Series 63
Uniform Securities Agent State Law Examination
Passed 1/22/1993
SIE
Securities Industry Essentials Examination
Passed 10/1/2018
Series 7
General Securities Representative Examination
Passed 12/12/1992

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Account minimum: $25,000

Firm-stated minimum; may be waived at the firm's discretion.

Source

B. Riley Wealth Advisors, Inc. Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

B. RILEY WEALTH ADVISORS, INC.Current
9/8/2022Randolph, NJ
B. RILEY SECURITIES, INC.Current
5/15/2019Randolph, NJ
B. RILEY WEALTH ADVISORS, INC.
8/11/20228/31/2022Parsippany, NJ
B RILEY WEALTH MANAGEMENT
7/19/20108/31/2022Parsippany, NJ
JESUP & LAMONT SECURITIES CORP.
11/13/20087/15/2010Parsippany, NJ
FINANCIAL NORTHEASTERN SECURITIES, INC.
10/18/200612/8/2008Fairfield, NJ

Official records & sources

Data as of May 30, 2026 · Source: SEC IAPD & FINRA BrokerCheck

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About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Michael John Kapp has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

Michael John Kapp - Financial Advisor in Randolph, NJ | AdvisorFinder