BR
B. Riley Wealth Advisors, Inc.
SEC RegisteredComprehensive Wealth Management Solutions
Assets Under Management
$1B–$5B
Office Locations
26 offices
Total Accounts
10573
About the firm
B. Riley Wealth is a full-service investment firm serving the diverse financial needs of individuals and families, businesses and institutions, non-profits, trusts, foundations, and endowments. Its financial professionals offer consultative investment advice, financial planning expertise, brokerage and tax services, leveraging an expansive array of investment products, tools and technology to implement a sound financial strategy based on clients' values, needs and goals.
Firm Focus
Client segments reported on the firm's SEC Form ADV — applies to all advisors at the firm.
IndividualsHigh Net WorthPension/Profit SharingCharitable OrganizationsCorporations
Areas of expertise
Wealth ManagementInvestment ManagementFinancial PlanningTax ServicesBrokerageManaged AccountsSecurities-based LendingRetirement PlanningLegacy PlanningEducation PlanningRisk Management+4 more
Services
Wealth management, investment management, financial planning, brokerage, tax preparation and tax strategy, managed accounts, securities-based lending, insurance, corporate retirement plans, lending and liquidity resources, capital markets, corporate executive services, education planning, retirement planning, risk management, trust coordination, and legacy planning and wealth transfer.
Who they serve
Individuals and families, businesses and institutions, non-profits, trusts, foundations, endowments, small and large businesses, corporate executives, and affluent investors.
Leadership
National Holdings Corporation
PARENT COMPANY
Kay Alison Johnson
VICE PRESIDENT
Glenn Charles Worman
DIRECTOR
Inc Fortress Biotech
SHAREHOLDER (COMMON STOCK)
Natalia Tovar Watson
TREASURER
Michael Anthony Mullen
DIRECTOR
John A Koenigsberg
DIRECTOR OF OPERATIONS
Thomas David Kowalczyk
CHIEF EXECUTIVE OFFICER
Donald Kenneth Runkle
CHIEF SUPERVISORY OFFICER
Kay Alison Johnson
DIRECTOR
John Charles Desena
SECRETARY
Michael Anthony Mullen
EXECUTIVE CHAIRMAN
William Lawrence Groeneveld
VICE PRESIDENT
Henry Edward Kaplan
PRESIDENT & CHIEF OPERATING OFFICER
Harold Gerard Chaffee
CHIEF COMPLIANCE OFFICER
Thomas David Kowalczyk
DIRECTOR
Office locations
26 offices in 12 states
TN
MemphisHQ
IL
Chicago
OH
Mayfield Heights
OH
Beachwood
TX
Dallas
TX
Houston
NY
New York
CA
Los Angeles
TN
Memphis
PA
Bryn Mawr
FL
Boca Raton
VA
Warrenton
NY
Westbury
NY
Poughkeepsie
NY
Lake Ronkonkoma
TX
The Woodlands
IL
Oakbrook Terrace
FL
Boca Raton
WA
Seattle
NJ
Red Bank
NY
Plainview
NJ
Paramus
IL
Chicago
NJ
Jersey City
MA
Boston
NY
New York
Advisors at this firm
Showing 100 of 168
William Detar Shaw
Investment Adviser Representative
Mary Donna Stone
Investment Adviser Representative
Kenneth Joseph Gilmore
Investment Adviser Representative
Yitzchok Asher Goodman
Investment Adviser Representative
Dale Enright Smith
Investment Adviser Representative
David William Frederick
Investment Adviser Representative
Joseph Albert Price
Investment Adviser Representative
Allison Barbara Clago
Investment Adviser Representative
Woodworth Steven Anderson
Investment Adviser Representative
James Baroutas
Investment Adviser Representative
Michael Joseph Allan
Investment Adviser Representative
Andrew Barry Grossman
Investment Adviser Representative
Lynette A Lisiewski
Investment Adviser Representative
Henry E Kaplan
Investment Adviser Representative
Robert Malachy Cully
Investment Adviser Representative
Michael Anthony Mullen
Investment Adviser Representative
Kenneth Joseph McAndress
Investment Adviser Representative
Joseph Clark Koch
Investment Adviser Representative
Jorge Christian Chain
Investment Adviser Representative
Ruth Joan Hauck
Investment Adviser Representative
William David Morrison
Investment Adviser Representative
Sandra Dee Mays
Investment Adviser Representative
William Donald Dunstan
Investment Adviser Representative
Jason N Ginder
Investment Adviser Representative
Shawn Patrick Kenney
Investment Adviser Representative
Jay B Gadberry
Investment Adviser Representative
Michael Maher
Investment Adviser Representative
Scott Jay Kessler
Investment Adviser Representative
Montague Stephan Henry
Investment Adviser Representative
Shawn M Devillier
Investment Adviser Representative
Todd Alan Onda
Investment Adviser Representative
Dominick Anthony Ciocia
Investment Adviser Representative
Daphne Stuart Caperton
Investment Adviser Representative
Kelly Graham
Investment Adviser Representative
Louis Daniel Fry
Investment Adviser Representative
Jeffrey Allen Gelber
Investment Adviser Representative
Marc Lowlicht
Investment Adviser Representative
Frank Louis Nargentino
Investment Adviser Representative
Tracy Beth Cohen-McLuckie
Investment Adviser Representative
Timothy Mark Harrison
Investment Adviser Representative
Neil Scott Meissner
Investment Adviser Representative
Edward Paul Deicke
Investment Adviser Representative
Robert Theodore Runnfeldt Jr
Investment Adviser Representative
Martin Gaia
Investment Adviser Representative
Jennifer M Brunotts
Investment Adviser Representative
Walter John Hoehler II
Investment Adviser Representative
Gregory George Scrydloff
Investment Adviser Representative
Michael Anthony Brcic
Investment Adviser Representative
David Seth Gurievsky
Investment Adviser Representative
Philip Richard Zanone Jr
Investment Adviser Representative
John Joseph Padgett
Investment Adviser Representative
Andrew Charles Tennent
Investment Adviser Representative
Domenick Robert Tibaldo
Investment Adviser Representative
Karen Jennifer Ginder
Investment Adviser Representative
Robert Xavier Reilly
Investment Adviser Representative
Luis Jose Sepulveda
Investment Adviser Representative
Michael Perry Clementi
Investment Adviser Representative
Ira E Menkes
Investment Adviser Representative
Michael John Kapp Jr
Investment Adviser Representative
Jody Scott Balmer
Investment Adviser Representative
Shawnna L Summers
Investment Adviser Representative
Edward Lawrence Strauss
Investment Adviser Representative
Suraj Arun Joshi
Investment Adviser Representative
Matthew Bruce Schechner
Investment Adviser Representative
Paul Christian Lorentzen
Investment Adviser Representative
Garrick Burton Gowing
Investment Adviser Representative
John Christopher Cannella
Investment Adviser Representative
Michelle Marie Malone
Investment Adviser Representative
Andrew Thomas Farago
Investment Adviser Representative
Ann Wilhelmina Kuppe
Investment Adviser Representative
Joseph Nathan Galinskie
Investment Adviser Representative
Allen George Oechsner
Investment Adviser Representative
Peter Jeremy Sarner
Investment Adviser Representative
Jerrold Stephen Klein
Investment Adviser Representative
Phillip Judson Kennemer
Investment Adviser Representative
Stephen Chung-Yee Loh
Investment Adviser Representative
Bradley Philip Harrison
Investment Adviser Representative
Stephen Joseph Kennedy
Investment Adviser Representative
Lance Barton Johnson
Investment Adviser Representative
Zachary Earl Young
Investment Adviser Representative
Stuart Conley
Investment Adviser Representative
Scott Forest Glazer
Investment Adviser Representative
Sean Paul Price
Investment Adviser Representative
Michael Truett McIntyre
Investment Adviser Representative
Robert Allan Mann
Investment Adviser Representative
Athol Joe Bias Jr
Investment Adviser Representative
Dale Edward Groce
Investment Adviser Representative
Michael Christopher Wing
Investment Adviser Representative
Kurt John Hilger
Investment Adviser Representative
Garrett Joseph Smoke
Investment Adviser Representative
Firhan Nasir Choudhary
Investment Adviser Representative
Thomas Joseph Murray
Investment Adviser Representative
Neal Thomas Leisch
Investment Adviser Representative
Joseph Anthony Pino
Investment Adviser Representative
Christopher Michael Stone
Investment Adviser Representative
Jeffrey N Bolling
Investment Adviser Representative
Cary Michael Levine
Investment Adviser Representative
Christopher Leo Michelsen
Investment Adviser Representative
Ian Edwin French
Investment Adviser Representative
Christopher Todd Drawbaugh
Investment Adviser Representative
Regulatory & compliance
CRD number
#115927
SEC Number
801-64837
Disciplinary History
Yes
Fees & Minimums
Fee arrangements the firm reports: AUM / Hourly / Flat Fee
Minimum: $25,000 (waivable)
Data as of March 31, 2026 · Source: SEC IAPD & FINRA BrokerCheck
Contact Information
Website
brileywealth.comPhone
901-251-1330Editorial disclosure
This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. B. Riley Wealth Advisors, Inc. has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on the SEC or FINRA websites before making any decision.
BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.
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