Michael John Moss Jr.
Investment Adviser Representative at THE Ascent Group, LLC
Professional summary
Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.
Michael John Moss is an investment adviser representative with The Ascent Group, LLC in Aldie, VA, where they have been registered since 2021. They have worked in the securities industry since 2012 and were previously registered with Ameritas Advisory Services. They have passed 4 industry qualification exams, including the Series 66 (combined investment adviser and state securities agent), Series 7 (general securities representative), and Series 24 (general securities principal). They are registered to provide investment advice in Virginia.
Office
Advisors at this office: 8
Branch office as filed with FINRA, counting current advisors in the directory who work there.
Registrations & licenses
- Investment adviser:
- Virginia
- Broker:
1 state or territory
Virginia
Registration requirements vary by state and service. Contact the advisor's firm to confirm whether they can serve you.
Financial-firm registration history
Registration history as reported to FINRA, most recent first.
Reported employment history
Employment the advisor reported on their SEC/FINRA filings, as of October 8, 2026. It may not be a complete history.
- Ameritas Investment Corp.Sep 2012 – Jan 2023Lincoln, NE
- Ameritas LIFE Insurance CorpFeb 2012 – Mar 2021Bethesda, MD
- THE Ascent Group, LLCMay 2021 – no end date reportedAldie, VA
- Triad AdvisorsFeb 2023 – Aug 2024Norcross, GA
- Osaic Wealth, Inc.Aug 2024 – no end date reportedVirginia Beach, VA
- Alera Group, Inc.Oct 2024 – no end date reportedDeerfield, IL
- THE Ascent Group, LLCMay 2021 – Apr 2025Aldie, VA
Official records & sources
Data as of May 30, 2026 · Source: SEC IAPD & FINRA BrokerCheck
About THE Ascent Group, LLC
These details describe the firm overall. Individual advisors' services, clients, and fees may differ.
Fee arrangements the firm reports
- Percentage of assets under management
- Hourly
- Fixed fee
- Firm account minimum
- $5,000
- Estimated blended rate
- 0.0175
Arrangements the firm reports on its Form ADV; this advisor may not charge every fee listed. Estimated from the firm's Form ADV — individual terms may differ. Not a quote.
Services the firm offers
Client types the firm serves
Firm assets under management
$1B–$5B
- Firm disclosures (Form ADV)
- No disciplinary history reportedVerify on SEC IAPD
- Advisors listed on AdvisorFinder:
- 19
- Offices listed on AdvisorFinder:
- 6
- Main office:
- Virginia Beach, VA
- SEC file number:
- 801-121182
Counts reflect AdvisorFinder directory coverage, not necessarily the firm's complete network.
Form ADV data as of March 30, 2026
View full firm profileOther advisors at THE Ascent Group, LLC
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This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Michael John Moss Jr. has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.
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