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MJ

Michael John Mueller

Investment Adviser Representative at VALLEY WEALTH STRATEGIES, LLC

Elma, WACRD #4663329Investment Adviser Rep
No disclosures on record
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
23 yrs
States Registered
9 states
Exams Passed
4

Professional summary

Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.

Michael John Mueller has worked in the securities industry since 2003. They are registered to provide investment advisory services in 9 U.S. states.

Registrations & licenses

Registration type
Investment Adviser Rep
Registered in 9 states
ArizonaArkansasCaliforniaColoradoFloridaIdahoOregonTexasWashington
Examinations passed
Series 65
Uniform Investment Adviser Law Examination
Passed 6/27/2020
Series 63
Uniform Securities Agent State Law Examination
Passed 5/23/2003
SIE
Securities Industry Essentials Examination
Passed 10/1/2018
Series 6
Investment Company Products/Variable Contracts Representative Examination
Passed 5/27/2003

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Blended rate
0.0125
Asset tierAnnual rate
First $500,0001.25%
Next $500,000 up to $1,500,0001.00%
Over $1,500,0000.00%
Source

Valley Wealth Strategies, LLC Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

VALLEY WEALTH STRATEGIES, LLCCurrent
7/7/2020Elma, WA
NATIONAL PLANNING CORPORATION
7/16/201211/29/2017Elma, WA
GWN SECURITIES INC.
5/5/20117/11/2012Elma, WA
NYLIFE SECURITIES LLC
3/25/20115/11/2011Tacoma, WA
SAMMONS SECURITIES COMPANY, LLC
5/29/20033/9/2011Elma, WA

Official records & sources

Data as of May 30, 2026 · Source: SEC IAPD & FINRA BrokerCheck

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About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Michael John Mueller has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

Michael John Mueller - Financial Advisor in Elma, WA | AdvisorFinder