Michael Joseph Dugan Jr
Investment Adviser Representative at Wealthspire Retirement Advisory
Professional summary
Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.
Michael Joseph Dugan Jr. is an investment adviser representative with Wealthspire Retirement Advisory in Bethesda, MD, where they have been registered since 2024. They have worked in the securities industry since 1999 and have been registered with 6 firms, including Kestra Advisory Services, LLC and Strategic Advisers, Inc. They have passed 5 industry qualification exams, including the Series 65 (investment adviser), Series 7 (general securities representative), and Series 63 (state securities agent). They are registered to provide investment advice in Maryland and Virginia.
Office
Advisors at this office: 25
Branch office as filed with FINRA, counting current advisors in the directory who work there.
Registrations & licenses
- Investment adviser:
- Maryland, Virginia
Registration requirements vary by state and service. Contact the advisor's firm to confirm whether they can serve you.
Financial-firm registration history
Registration history as reported to FINRA, most recent first.
Reported employment history
Employment the advisor reported on their SEC/FINRA filings, as of October 8, 2026. It may not be a complete history.
- Suntrust BANKNov 2011 – Jan 2023Washington, DC
- Kestra Advisory Services, LLCDec 2016 – Mar 2024Bethesda, MD
- Kestra Investment Services, LLCFeb 2013 – Mar 2024Bethesda, MD
- NFP Retirement, Inc.Apr 2024 – Oct 2025Aliso Viejo, CA
- Wealthspire Retirement AdvisoryOct 2025 – no end date reportedAliso Viejo, CA
Official records & sources
Data as of August 9, 2026 · Source: SEC IAPD & FINRA BrokerCheck
About Wealthspire Retirement Advisory
These details describe the firm overall. Individual advisors' services, clients, and fees may differ.
Fee arrangements the firm reports
- Percentage of assets under management
- Hourly
- Fixed fee
- Firm account minimum
- $25,000 (waivable)
Arrangements the firm reports on its Form ADV; this advisor may not charge every fee listed. Estimated from the firm's Form ADV — individual terms may differ. Not a quote.
Services the firm offers
Financial planning, executive compensation, life transitions, business sale and succession, estate planning, charitable giving and ESG, wealth management, retirement advisory, endowment and foundation advisory, and business management.
Client types the firm serves
Firm assets under management
$25B+
- Firm disclosures (Form ADV)
- No disciplinary history reportedVerify on SEC IAPD
- Advisors listed on AdvisorFinder:
- 143
- Offices listed on AdvisorFinder:
- 20
- Main office:
- Aliso Viejo, CA
- Founded:
- 1995
- SEC file number:
- 801-66107
Counts reflect AdvisorFinder directory coverage, not necessarily the firm's complete network.
Form ADV data as of March 31, 2026
View full firm profileOther advisors at Wealthspire Retirement Advisory
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This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Michael Joseph Dugan Jr has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.
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