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Michael Joseph Zarich

Investment Adviser Representative at BOK FINANCIAL PRIVATE WEALTH, INC.

Houston, TXCRD #3105079Dual-registered
No disclosures on record
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
19 yrs
States Registered
6 states
Exams Passed
7

Professional summary

Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.

Michael Joseph Zarich has worked in the securities industry since 2007. They are registered to provide investment advisory services in Arkansas, California, Colorado, Florida, Oklahoma, and Texas.

Registrations & licenses

Registration type
Dual-registered
Registered in 6 states
ArkansasCaliforniaColoradoFloridaOklahomaTexas
Examinations passed
Series 63
Uniform Securities Agent State Law Examination
Passed 9/16/2022
Series 65
Uniform Investment Adviser Law Examination
Passed 2/24/2022
Series 66
Uniform Combined State Law Examination
Passed 12/6/1999
Series 7
General Securities Representative Examination
Passed 8/8/2022
SIE
Securities Industry Essentials Examination
Passed 9/24/2021
Series 7
General Securities Representative Examination
Passed 8/19/1998
Series 24
General Securities Principal Examination
Passed 11/24/2004

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Blended rate
0.01
Asset tierAnnual rate
Up to $1,000,0001.00%
Over $1,000,000
Source

BOK Financial Private Wealth, Inc. Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

BOK FINANCIAL ADVISORSCurrent
11/21/2022Houston, TX
BOK FINANCIAL PRIVATE WEALTH, INC.Current
2/25/2022Houston, TX
KING INVESTMENT ADVISORS, INC.
7/20/20075/6/2015Houston, TX
STANFORD GROUP COMPANY
12/7/199912/31/2005Houston, TX

Official records & sources

Data as of May 30, 2026 · Source: SEC IAPD & FINRA BrokerCheck

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About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Michael Joseph Zarich has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

Michael Joseph Zarich - Financial Advisor in Houston, TX | AdvisorFinder