Michael Lawrence Weintraub
Investment Adviser Representative at NWF Advisory Services Inc
Professional summary
Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.
Michael Lawrence Weintraub is an investment adviser representative in Walnut Creek, CA, currently registered with NWF Advisory Services Inc and Osaic Wealth, Inc. They have worked in the securities industry since 1970 and were previously registered with Sterling Financial Services, Inc. They have passed 4 industry qualification exams, including the Series 7 (general securities representative) and Series 63 (state securities agent). They are registered to provide investment advice in California, Texas, and Virginia.
Registrations & licenses
- Investment adviser:
- California, Texas, Virginia
- Broker:
18 states and territories
California, Colorado, Florida, Illinois, Massachusetts, Michigan, Nevada, New Jersey, New York, North Carolina, Ohio, Pennsylvania, South Carolina, Texas, Utah, Virginia, Washington, West Virginia
Registration requirements vary by state and service. Contact the advisor's firm to confirm whether they can serve you.
Financial-firm registration history
Registration history as reported to FINRA, most recent first.
Reported employment history
Employment the advisor reported on their SEC/FINRA filings, as of October 8, 2026. It may not be a complete history.
- Royal Alliance Associates, Inc.Jan 1994 – no end date reportedWalnut Creek, CA
- NWF Advisory Services, Inc.Mar 2009 – no end date reportedLos Angeles, CA
- Ascension Benefits & Insurance SolutionsJun 2010 – no end date reportedWalnut Creek, CA
Official records & sources
Data as of June 26, 2026 · Source: SEC IAPD & FINRA BrokerCheck
About NWF Advisory Services Inc
These details describe the firm overall. Individual advisors' services, clients, and fees may differ.
Fee arrangements the firm reports
- Percentage of assets under management
- Hourly
- Fixed fee
Arrangements the firm reports on its Form ADV; this advisor may not charge every fee listed. Estimated from the firm's Form ADV — individual terms may differ. Not a quote.
Services the firm offers
Client types the firm serves
Firm assets under management
$5B–$25B
- Firm disclosures (Form ADV)
- No disciplinary history reportedVerify on SEC IAPD
- Advisors listed on AdvisorFinder:
- 109
- Offices listed on AdvisorFinder:
- 30
- Main office:
- Los Angeles, CA
- SEC file number:
- 801-55681
Counts reflect AdvisorFinder directory coverage, not necessarily the firm's complete network.
Form ADV data as of March 31, 2026
View full firm profileOther advisors at NWF Advisory Services Inc
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This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Michael Lawrence Weintraub has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.
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