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Michael Lloyd Gustafson

Investment Adviser Representative at FOCUS FINANCIAL

Minneapolis, MNCRD #2202450Dual-registered
Disclosure(s) on record — verify on FINRA BrokerCheck
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
33 yrs
States Registered
21 states
Exams Passed
4

Registrations & licenses

Registration type
Dual-registered
Registered in 21 states
AlabamaArizonaCaliforniaColoradoFloridaGeorgiaIdahoIllinoisIowaMichiganMinnesotaMontanaNew MexicoNorth CarolinaNorth DakotaOhioSouth CarolinaSouth DakotaTexasWashingtonWisconsin
Examinations passed
Series 65
Uniform Investment Adviser Law Examination
Passed 12/15/1999
Series 63
Uniform Securities Agent State Law Examination
Passed 9/18/1992
SIE
Securities Industry Essentials Examination
Passed 10/1/2018
Series 7
General Securities Representative Examination
Passed 3/16/1993

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Source

Focus Financial Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

FOCUS FINANCIALCurrent
5/3/2005Minneapolis, MN
AMERICAN EXPRESS FINANCIAL ADVISORS INC.
3/18/199312/10/1997Minneapolis, MN
IDS LIFE INSURANCE COMPANY
3/18/199312/10/1997Minneapolis, MN

Official records & sources

Data as of August 9, 2026 · Source: SEC IAPD & FINRA BrokerCheck

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About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Michael Lloyd Gustafson has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

Michael Lloyd Gustafson - Financial Advisor in Minneapolis, MN | AdvisorFinder