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Michael Maurice Smith

Investment Adviser Representative at PROFOCUS INCORPORATED

Phoenix, AZCRD #1189477Investment Adviser Rep
No disclosures on record
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
26 yrs
States Registered
2 states
Exams Passed
2

Professional summary

Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.

Michael Maurice Smith has worked in the securities industry since 2000. They have passed the Series 63 and 6 examinations. They are registered to provide investment advisory services in Arizona and Virginia.

Registrations & licenses

Registration type
Investment Adviser Rep
Registered in 2 states
ArizonaVirginia
Examinations passed
Series 63
Uniform Securities Agent State Law Examination
Passed 10/7/1983
Series 6
Investment Company Products/Variable Contracts Representative Examination
Passed 10/7/1983

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Account minimum: $100,000

Firm-stated minimum; may be waived at the firm's discretion.

Source

Profocus Incorporated Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

PROFOCUS INCORPORATEDCurrent
8/21/2000Phoenix, AZ
PROFOCUS INCORPORATED
8/21/200012/31/2016Phoenix, AZ
PROFOCUS INCORPORATED
8/21/200012/31/2014Phoenix, AZ

Official records & sources

Data as of August 11, 2026 · Source: SEC IAPD & FINRA BrokerCheck

Other advisors at PROFOCUS INCORPORATED

1 other advisor in the directory

View PROFOCUS INCORPORATED firm profile
About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Michael Maurice Smith has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.

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Michael Maurice Smith - Financial Advisor in Phoenix, AZ | AdvisorFinder