Michael Patrick Cerutti
Investment Adviser Representative at Modern Wealth Management, LLC
Professional summary
Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.
Michael Patrick Cerutti is an investment adviser representative with Modern Wealth Management, LLC in Rochester, NY, where they have been registered since 2025. They have worked in the securities industry since 2022 and have been registered with 4 firms, including Osaic Wealth, Inc. and Osaic FA, Inc. They have passed 4 industry qualification exams, including the Series 65 (investment adviser), Series 7 (general securities representative), and Series 63 (state securities agent). They are registered to provide investment advice in New York.
Office
Advisors at this office: 12
Branch office as filed with FINRA, counting current advisors in the directory who work there.
Registrations & licenses
- Investment adviser:
- New York
- Broker:
1 state or territory
New York
Registration requirements vary by state and service. Contact the advisor's firm to confirm whether they can serve you.
Financial-firm registration history
Registration history as reported to FINRA, most recent first.
Reported employment history
Employment the advisor reported on their SEC/FINRA filings, as of October 8, 2026. It may not be a complete history.
- GAMCO Investors Inc.Aug 2016 – Aug 2018Rye, NY
- G.research, LLCJun 2019 – Jan 2020Rye, NY
- Fordham UniversitySep 2015 – May 2019Bronx, NY
- Neuberger BermanMar 2022 – Mar 2024New York, NY
- GAMCO InvestorsJan 2020 – Jun 2021Rye, NY
- Rutti ConsultingJun 2021 – Mar 2022Pound Ridge, NY
- Lincoln Financial Advisors CorpMar 2024 – Jan 2025Rochester, NY
- Osaic Wealth, Inc.Jan 2025 – Mar 2025Rochester, NY
- Mutual Securities, Inc.May 2025 – no end date reportedCamarillo, CA
- Modern Wealth Management, LLCMay 2025 – no end date reportedLenexa, KS
Official records & sources
Data as of June 26, 2026 · Source: SEC IAPD & FINRA BrokerCheck
About Modern Wealth Management, LLC
These details describe the firm overall. Individual advisors' services, clients, and fees may differ.
Fee arrangements the firm reports
- Percentage of assets under management
- Hourly
- Fixed fee
- First $499,9991.50%
- $500,000 to $999,9991.25%
- $1,000,000 to $2,999,9991.00%
- $3,000,000 to $4,999,9990.75%
+2 more tiers on the firm profile
Arrangements the firm reports on its Form ADV; this advisor may not charge every fee listed. Estimated from the firm's Form ADV — individual terms may differ. Not a quote.
Services the firm offers
Client types the firm serves
Firm assets under management
$5B–$25B
- Firm disclosures (Form ADV)
- No disciplinary history reportedVerify on SEC IAPD
- Advisors listed on AdvisorFinder:
- 134
- Offices listed on AdvisorFinder:
- 14
- Main office:
- Kansas City, MO
- SEC file number:
- 801-127231
Counts reflect AdvisorFinder directory coverage, not necessarily the firm's complete network.
Form ADV data as of July 2, 2026
View full firm profileOther advisors at Modern Wealth Management, LLC
Showing 12 of 134 in the directory
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This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Michael Patrick Cerutti has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.
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