Michael Patrick Tracy
Investment Adviser Representative at PRINCIPIUM INVESTMENTS LLC
Professional summary
Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.
Michael Patrick Tracy has worked in the securities industry since 2002. They have passed the Series 63, 24, and 7 examinations. They are registered to provide investment advisory services in Colorado, Florida, Minnesota, and Texas.
Registrations & licenses
Approximate fees
Estimated from the firm's Form ADV — individual terms may differ. Not a quote.
| Asset tier | Annual rate |
|---|---|
| Under $500,000 | 1.50% |
| $500,001 - $1,000,000 | 1.25% |
| Over $1,000,000 | 1.00% |
| Group Retirement Plans (ERISA) - All Asset Levels | 0.50% |
Principium Investments LLC Form ADV Part 2A (Item 5), most recent annual amendment.
Employment history
Registration history as reported to FINRA, most recent first.
Official records & sources
Data as of August 11, 2026 · Source: SEC IAPD & FINRA BrokerCheck
Other advisors at PRINCIPIUM INVESTMENTS LLC
1 other advisor in the directory
View PRINCIPIUM INVESTMENTS LLC firm profileThis profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Michael Patrick Tracy has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.
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