Principium Investments LLC
SEC RegisteredA Principled Approach to Wealth Management
About the firm
Principium Investments is a fee-only wealth management and financial planning firm headquartered in Boulder, Colorado. They offer personalized financial strategies that align clients' financial goals with their values and principles, operating as an SEC Registered Investment Advisor upholding the fiduciary standard.
Firm Focus
Client segments reported on the firm's SEC Form ADV — applies to all advisors at the firm.
Areas of expertise
Services
Asset management (portfolio management for individuals and organizations using mutual funds, ETFs, and stocks), financial planning (led by a Certified Financial Planner, including scenario modeling, divorce and illness navigation, philanthropic and impact investing advisory), and estate planning (multi-generational wealth strategies, tax efficient wealth transfer, estate and trust administration, and charitable giving).
Who they serve
Young professionals, working parents, retiring individuals, clients with modest savings as well as those with millions in the market, and company retirement plans of every size.
| Client segment | Clients | Assets managed |
|---|---|---|
| Individuals (Non-HNW) | 176 | $47M |
| High Net Worth Individuals | 51 | $163M |
| Investment Companies | 0 | — |
| Pooled Investment Vehicles | 0 | $0 |
| Pension/Profit Sharing Plans | 0 | $0 |
| Charitable Organizations | 5 | $4.0M |
| State/Municipal Entities | 3 | — |
| Insurance Companies | 0 | — |
| Sovereign Wealth Funds | 0 | — |
| Corporations | 0 | $0 |
Leadership
Office locations
Advisors at this firm
2 advisors in the directory
Regulatory & compliance
| Asset tier | Annual rate |
|---|---|
| Under $500,000 | 1.50% |
| $500,001 - $1,000,000 | 1.25% |
| Over $1,000,000 | 1.00% |
| Group Retirement Plans (ERISA) - All Asset Levels | 0.50% |
Data as of March 26, 2026 · Source: SEC IAPD & FINRA BrokerCheck
Contact Information
This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Principium Investments LLC has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on the SEC or FINRA websites before making any decision.
BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.
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