Michael R Riggs Jr.
Investment Adviser Representative at JOHN Hancock Investment Management LLC
Professional summary
Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.
Michael R. Riggs is an investment adviser representative with JOHN Hancock Investment Management LLC in Studio City, CA, where they have been registered since 2023. They have worked in the securities industry since 2021 and were previously registered with PARK Avenue Securities LLC. They have passed 5 industry qualification exams, including the Series 65 (investment adviser), Series 7 (general securities representative), and Series 63 (state securities agent). They are registered to provide investment advice in California and Massachusetts.
Registrations & licenses
- Investment adviser:
- California, Massachusetts
- Broker:
3 states and territories
California, Hawaii, Massachusetts
Registration requirements vary by state and service. Contact the advisor's firm to confirm whether they can serve you.
Financial-firm registration history
Registration history as reported to FINRA, most recent first.
Reported employment history
Employment the advisor reported on their SEC/FINRA filings, as of October 8, 2026. It may not be a complete history.
- Guardian LIFE Insurance CompanyJun 2020 – May 2023Middleton, MA
- Walpole OutdoorsMay 2017 – Jun 2020Foxboro, MA
- RecruiterboomJan 2020 – May 2020Boston, MA
- Saint Anselm CollegeAug 2016 – May 2020Goffstown, NH
- Putnam InvestmentsDec 2018 – May 2019Andover, MA
- PARK Avenue SecuritiesApr 2021 – May 2023Middleton, MA
- John HancockJun 2023 – no end date reportedBoston, MA
- John Hancock Investment Management Distributors llcJun 2023 – no end date reportedBoston, MA
Official records & sources
Data as of June 26, 2026 · Source: SEC IAPD & FINRA BrokerCheck
About JOHN Hancock Investment Management LLC
These details describe the firm overall. Individual advisors' services, clients, and fees may differ.
Fee arrangements the firm reports
- Percentage of assets under management
Arrangements the firm reports on its Form ADV; this advisor may not charge every fee listed. Estimated from the firm's Form ADV — individual terms may differ. Not a quote.
Services the firm offers
Unknown
Client types the firm serves
Unknown
Firm assets under management
Unknown
- Firm disclosures (Form ADV)
- Unknown
Source: firm Form ADV filing
Similar advisors in Studio City, CA
Other advisors whose filed branch office is in the same city.
This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Michael R Riggs Jr. has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.
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