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Michael Reid Collie

Investment Adviser Representative at COLLIE FINANCIAL PLANNING, INC.

Black Mountain, NCCRD #4306671Dual-registered
No disclosures on record
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
16 yrs
States Registered
2 states
Exams Passed
3

Professional summary

Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.

Michael Reid Collie has worked in the securities industry since 2010. They have passed the Series 66, 63, and 7 examinations. They are registered to provide investment advisory services in North Carolina and Texas.

Registrations & licenses

Registration type
Dual-registered
Registered in 2 states
North CarolinaTexas
Examinations passed
Series 66
Uniform Combined State Law Examination
Passed 1/9/2001
Series 63
Uniform Securities Agent State Law Examination
Passed 12/13/2000
Series 7
General Securities Representative Examination
Passed 12/4/2000

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Asset tierAnnual rate
First $1,000,0001.00%
Next $1,000,001 to $5,000,0000.80%
Next $5,000,001 to $10,000,0000.60%
Next $10,000,001+0.40%
Source

Collie Financial Planning, Inc. Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

COLLIE FINANCIAL PLANNING, INC.Current
1/22/2015Black Mountain, NC
WACHOVIA SECURITIES, LLC
5/11/20048/3/2005Asheville, NC
FIRST CITIZENS INVESTOR SERVICES, INC.
2/14/20015/7/2004Waynesville, NC

Official records & sources

Data as of August 11, 2026 · Source: SEC IAPD & FINRA BrokerCheck

Other advisors at COLLIE FINANCIAL PLANNING, INC.

1 other advisor in the directory

View COLLIE FINANCIAL PLANNING, INC. firm profile
About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Michael Reid Collie has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.

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Michael Reid Collie - Financial Advisor in Black Mountain, NC | AdvisorFinder