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Michael Robert McCabe

Investment Adviser Representative at TD Private Client Wealth LLC

Jacksonville, FLCRD #2633671Dual-registered
No disclosures on record
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
30 yrs
Exams Passed
12

Professional summary

Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.

Michael Robert Mccabe is an investment adviser representative with TD Private Client Wealth LLC in Jacksonville, FL, where they have been registered since 2020. They have worked in the securities industry since 1996 and have been registered with 6 firms, including TD Ameritrade Investment Management, LLC and TD Ameritrade, Inc. They have passed 12 industry qualification exams, including the Series 65 (investment adviser), Series 7 (general securities representative), and Series 24 (general securities principal). They are registered to provide investment advice in 12 states.

Office

9715 Gate Parkway North
Jacksonville, FL 32246

Advisors at this office: 6

Branch office as filed with FINRA, counting current advisors in the directory who work there.

Registrations & licenses

Registration type
Dual-registered
As of August 14, 2026, from the advisor's current registrations on SEC IAPD
State registrations
Investment adviser:
Alabama, Florida, Georgia, Maine, Massachusetts, New Hampshire, New Jersey, New York, North Carolina, Pennsylvania, Texas, Washington
Broker:
13 states and territories

Alabama, Florida, Georgia, Maine, Massachusetts, New Hampshire, New Jersey, New York, North Carolina, Pennsylvania, Tennessee, Texas, Washington

Registration requirements vary by state and service. Contact the advisor's firm to confirm whether they can serve you.

Examinations passed
Series 65
Uniform Investment Adviser Law Examination
Passed 11/4/1995
Series 63
Uniform Securities Agent State Law Examination
Passed 10/30/1995
Series 99
Operations Professional Examination
Passed 1/2/2023
SIE
Securities Industry Essentials Examination
Passed 10/1/2018
Series 31
Futures Managed Funds Examination
Passed 11/24/1995
Series 7
General Securities Representative Examination
Passed 10/20/1995
Series 9
General Securities Sales Supervisor - Options Module Examination
Passed 1/2/2023
Series 10
General Securities Sales Supervisor - General Module Examination
Passed 1/2/2023
Series 24
General Securities Principal Examination
Passed 1/2/2023
Series 23
General Securities Principal Sales Supervisor
Passed 5/2/2007
Series 4
Registered Options Principal Examination
Passed 12/13/1999
Series 8
General Securities Sales Supervisor Examination (Options Module & General Module)
Passed 2/22/1999

Financial-firm registration history

Registration history as reported to FINRA, most recent first.

TD Private Client Wealth LLCCurrent
3/9/2020 – Jacksonville, FL
TD Private Client Wealth LLCCurrent
3/4/2020 – Saint Johns, FL
TD Ameritrade Investment Management, LLC
11/19/2012 – 2/5/2020Jacksonville, FL
TD Ameritrade, Inc.
11/19/2012 – 2/5/2020Jacksonville, FL
Merrill Lynch, Pierce, Fenner & Smith Incorporated
10/23/2009 – 10/25/2012Pennington, NJ
BANC OF America Investment Services, Inc.
10/20/2004 – 10/23/2009Red Bank, NJ
Quick & Reilly, Inc.
11/25/2002 – 10/20/2004East Brunswick, NJ

Reported employment history

Employment the advisor reported on their SEC/FINRA filings, as of October 8, 2026. It may not be a complete history.

  1. Tdameritrade, Inc.
    Nov 2012 – Feb 2020Philadelphia, PA
  2. TD Private Client Wealth LLC
    Feb 2020 – no end date reportedJacksonville, FL
  3. TD Bank N.A.
    Feb 2020 – no end date reportedJacksonville, FL

Official records & sources

Data as of June 21, 2026 · Source: SEC IAPD & FINRA BrokerCheck

About TD Private Client Wealth LLC

These details describe the firm overall. Individual advisors' services, clients, and fees may differ.

Fee arrangements the firm reports

  • Percentage of assets under management

Arrangements the firm reports on its Form ADV; this advisor may not charge every fee listed. Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Services the firm offers

TD Automated Investing (robo-advisor, digitally managed portfolios); TD Investment Services with a dedicated Financial Advisor and personalized TD Wealth Plan; Private Client Group offering a dedicated wealth management team, tailored wealth planning, investment advisory, planning specialist, and private client banking.

Financial PlanningPortfolio Management for Individuals and Small BusinessesPortfolio Management for Businesses and InstitutionsPension ConsultingSelection of Other AdvisersPeriodicals and NewslettersEducational Seminars and Workshops
Firm areas of expertise
Robo-advisorAutomated InvestingFinancial PlanningWealth ManagementPrivate Client ServicesPortfolio ManagementGoals-based AdviceDigital Investing

Client types the firm serves

IndividualsHigh Net WorthBanking or Thrift InstitutionsPension/Profit SharingCharitable OrganizationsState/MunicipalInsurance CompaniesCorporations

Firm assets under management

$5B–$25B

Firm disclosures (Form ADV)
No disciplinary history reportedVerify on SEC IAPD
Advisors listed on AdvisorFinder:
503
Offices listed on AdvisorFinder:
28
Main office:
New York, NY
SEC file number:
801-77771

Counts reflect AdvisorFinder directory coverage, not necessarily the firm's complete network.

Form ADV data as of August 13, 2026

View full firm profile

Other advisors at TD Private Client Wealth LLC

Showing 12 of 503 in the directory

View TD Private Client Wealth LLC firm profile

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About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Michael Robert McCabe has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.

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Michael Robert McCabe (TD Private Client Wealth)