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Michael Roberts Flowers

Investment Adviser Representative at PNC Wealth Management

Louisville, KYCRD #4839056Dual-registered
No disclosures on record
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
21 yrs
Exams Passed
4

Professional summary

Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.

Michael Roberts Flowers is an investment adviser representative with PNC Wealth Management in Louisville, KY, where they have been registered since 2025. They have worked in the securities industry since 2005 and have been registered with 4 firms, including Merrill Lynch, Pierce, Fenner & Smith Incorporated and PNC Investments. They have passed 4 industry qualification exams, including the Series 66 (combined investment adviser and state securities agent), Series 7 (general securities representative), and Series 63 (state securities agent). They are registered to provide investment advice in Kentucky.

Registrations & licenses

Registration type
Dual-registered
As of August 17, 2026, from the advisor's current registrations on SEC IAPD
State registrations
Investment adviser:
Kentucky
Broker:
6 states and territories

California, Colorado, Florida, Georgia, Indiana, Kentucky

Registration requirements vary by state and service. Contact the advisor's firm to confirm whether they can serve you.

Examinations passed
Series 66
Uniform Combined State Law Examination
Passed 10/26/2010
Series 63
Uniform Securities Agent State Law Examination
Passed 11/11/2004
SIE
Securities Industry Essentials Examination
Passed 10/1/2018
Series 7
General Securities Representative Examination
Passed 11/8/2004

Financial-firm registration history

Registration history as reported to FINRA, most recent first.

PNC Wealth ManagementCurrent
5/21/2025 – Louisville, KY
Merrill Lynch, Pierce, Fenner & Smith Incorporated
5/26/2022 – 5/22/2025Louisville, KY
PNC Investments
8/1/2011 – 5/31/2022Louisville, KY
Chase Investment Services Corp.
10/27/2010 – 7/19/2011Louisville, KY

Reported employment history

Employment the advisor reported on their SEC/FINRA filings, as of October 8, 2026. It may not be a complete history.

  1. PNC Investments
    Jul 2011 – May 2022Pittsburgh, PA
  2. Merrill Lynch, Pierce, Fenner & Smith Incorporated
    May 2022 – May 2025Louisville, KY
  3. BANK OF America, N.A.
    Jun 2022 – May 2025Louisville, KY
  4. PNC Investments LLC
    May 2025 – no end date reportedLouisville, KY

Official records & sources

Data as of August 10, 2026 · Source: SEC IAPD & FINRA BrokerCheck

About PNC Wealth Management

These details describe the firm overall. Individual advisors' services, clients, and fees may differ.

Fee arrangements the firm reports

  • Percentage of assets under management

Arrangements the firm reports on its Form ADV; this advisor may not charge every fee listed. Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Services the firm offers

Portfolio Management for Individuals and Small BusinessesPortfolio Management for Businesses and InstitutionsSelection of Other Advisers

Client types the firm serves

IndividualsHigh Net WorthPension/Profit SharingCharitable OrganizationsCorporationsOther

Firm assets under management

$25B+

Firm disclosures (Form ADV)
Disciplinary history reportedVerify on SEC IAPD
Advisors listed on AdvisorFinder:
1,136
Offices listed on AdvisorFinder:
26
Main office:
Pittsburgh, PA
SEC file number:
801-66195

Counts reflect AdvisorFinder directory coverage, not necessarily the firm's complete network.

Form ADV data as of September 14, 2026

View full firm profile

Other advisors at PNC Wealth Management

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About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Michael Roberts Flowers has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.

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Michael Roberts Flowers (PNC Wealth Management)