Michael Rosenthal
Investment Adviser Representative at Independent Financial Partners
Professional summary
Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.
Michael Rosenthal is an investment adviser representative with Independent Financial Partners in Albany, NY, where they have been registered since 2025. They have worked in the securities industry since 2023 and have been registered with 3 firms, including Upskill Wealth Management, LLC and BFC Planning, Inc. They have passed 4 industry qualification exams, including the Series 65 (investment adviser), Series 7 (general securities representative), and Series 63 (state securities agent). They are registered to provide investment advice in New York.
Office
Advisors at this office: 3
Branch office as filed with FINRA, counting current advisors in the directory who work there.
Registrations & licenses
- Investment adviser:
- New York
- Broker:
1 state or territory
New York
Registration requirements vary by state and service. Contact the advisor's firm to confirm whether they can serve you.
Financial-firm registration history
Registration history as reported to FINRA, most recent first.
Reported employment history
Employment the advisor reported on their SEC/FINRA filings, as of October 8, 2026. It may not be a complete history.
- PhysAssist Scribes Inc.Aug 2016 – Oct 2017Fort Worth, TX
- Fort Worth ISDNov 2017 – Aug 2018Fort Worth, TX
- Manara AcademyAug 2018 – Jul 2021Irving, TX
- SUNY College at CortlandJul 2021 – Aug 2022Cortland, NY
- Full-time StudentAug 2022 – Oct 2022Cortland, NY
- BFC Planning, Inc.Nov 2023 – Oct 2024Cortland, NY
- Berthel, Fisher & Company Financial Services, Inc.Jun 2024 – Oct 2024Cortland, NY
- Upskill Wealth Management, LLCOct 2024 – May 2025Cortland, NY
- IFP Securities, LLCJun 2025 – no end date reportedTampa, FL
- Independent Financial PartnersJun 2025 – no end date reportedTampa, FL
- Upskill Tax ServicesNov 2022 – no end date reportedCortland, NY
Official records & sources
Data as of June 21, 2026 · Source: SEC IAPD & FINRA BrokerCheck
About Independent Financial Partners
These details describe the firm overall. Individual advisors' services, clients, and fees may differ.
Fee arrangements the firm reports
- Percentage of assets under management
- Hourly
- Fixed fee
- Other
- Less than $30,000,0001.65%
- Greater than or equal to $30,000,000 but less than $60,000,0001.25%
- Greater than or equal to $60,000,000 but less than $90,000,0001.10%
- Greater than $90,000,0001.00%
Arrangements the firm reports on its Form ADV; this advisor may not charge every fee listed. Estimated from the firm's Form ADV — individual terms may differ. Not a quote.
Services the firm offers
Client types the firm serves
Firm assets under management
$5B–$25B
- Firm disclosures (Form ADV)
- Disciplinary history reportedVerify on SEC IAPD
- Advisors listed on AdvisorFinder:
- 327
- Offices listed on AdvisorFinder:
- 26
- Main office:
- Tampa, FL
- SEC file number:
- 801-69511
Counts reflect AdvisorFinder directory coverage, not necessarily the firm's complete network.
Form ADV data as of September 30, 2026
View full firm profileOther advisors at Independent Financial Partners
Showing 12 of 327 in the directory
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This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Michael Rosenthal has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.
BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.
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