AdFi
MS

Michael Santucci

Investment Adviser Representative at EQUITABLE ADVISORS, LLC

Locust Valley, NYCRD #2831998Dual-registered
No disclosures on record
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
28 yrs
States Registered
10 states
Exams Passed
5

Registrations & licenses

Registration type
Dual-registered
Registered in 10 states
ColoradoConnecticutDelawareFloridaMassachusettsNew JerseyNew YorkNorth CarolinaPennsylvaniaVirginia
Examinations passed
Series 66
Uniform Combined State Law Examination
Passed 9/5/2013
Series 63
Uniform Securities Agent State Law Examination
Passed 4/21/1997
SIE
Securities Industry Essentials Examination
Passed 10/1/2018
Series 55
Limited Representative-Equity Trader Exam
Passed 1/22/2000
Series 7
General Securities Representative Examination
Passed 2/26/1997

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Source

Equitable Advisors, LLC Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

EQUITABLE ADVISORS, LLCCurrent
4/6/2018Locust Valley, NY
J.P. MORGAN SECURITIES LLC
5/2/20164/18/2018North Bellmore, NY
MORGAN STANLEY
9/5/20135/12/2016Garden City, NY

Official records & sources

Data as of August 10, 2026 · Source: SEC IAPD & FINRA BrokerCheck

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About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Michael Santucci has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

Michael Santucci - Financial Advisor in Locust Valley, NY | AdvisorFinder