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Michael Scott Dales

Investment Adviser Representative at FOCUS FINANCIAL

St Louis Park, MNCRD #1606303Dual-registered
No disclosures on record
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
39 yrs
States Registered
14 states
Exams Passed
3

Registrations & licenses

Registration type
Dual-registered
Registered in 14 states
ArizonaCaliforniaFloridaHawaiiIllinoisKentuckyMinnesotaNew MexicoNew YorkOklahomaSouth DakotaTennesseeWashingtonWisconsin
Examinations passed
Series 63
Uniform Securities Agent State Law Examination
Passed 9/9/1988
SIE
Securities Industry Essentials Examination
Passed 10/1/2018
Series 7
General Securities Representative Examination
Passed 2/21/1987

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Source

Focus Financial Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

FOCUS FINANCIALCurrent
1/31/2014St Louis Park, MN
OSAIC WEALTH, INC.Current
4/21/1995Chaska, MN
WORKMAN SECURITIES CORPORATION
1/7/19944/21/1995Eden Prairie, MN
TITAN/VALUE EQUITIES GROUP, INC.
3/6/199012/31/1993Irvine, CA
ROYAL ALLIANCE ASSOCIATES, INC.
11/19/19893/14/1990Scottsdale, AZ
INTEGRATED RESOURCES EQUITY CORPORATION
8/1/198811/19/1989
AMERICAN EXPRESS FINANCIAL ADVISORS INC.
2/26/19878/17/1988Minneapolis, MN

Official records & sources

Data as of August 9, 2026 · Source: SEC IAPD & FINRA BrokerCheck

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About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Michael Scott Dales has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

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