AdFi
MS

Michael Stone

Investment Adviser Representative at SUNSTONE ADVISORS, LLC

Irvine, CACRD #5079106Dual-registered
No disclosures on record
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
20 yrs
States Registered
2 states
Exams Passed
5

Professional summary

Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.

Michael Stone has worked in the securities industry since 2006. They are registered to provide investment advisory services in California and Texas.

Registrations & licenses

Registration type
Dual-registered
Registered in 2 states
CaliforniaTexas
Examinations passed
Series 63
Uniform Securities Agent State Law Examination
Passed 5/28/2025
Series 66
Uniform Combined State Law Examination
Passed 1/5/2006
SIE
Securities Industry Essentials Examination
Passed 10/1/2018
Series 7
General Securities Representative Examination
Passed 1/20/2006
Series 31
Futures Managed Funds Examination
Passed 12/29/2005

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Source

Sunstone Advisors, LLC Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

SUNSTONE ADVISORS, LLCCurrent
1/23/2023Irvine, CA
MORGAN STANLEY
1/22/20203/17/2022Greenwood Village, CO
ALLIANCEBERNSTEIN L.P.
1/23/20062/10/2020Denver, CO

Official records & sources

Data as of June 27, 2026 · Source: SEC IAPD & FINRA BrokerCheck

Other advisors at SUNSTONE ADVISORS, LLC

2 other advisors in the directory

View SUNSTONE ADVISORS, LLC firm profile
About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Michael Stone has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.